Listed Funds Trust Certifies Unchanged ETF Prospectus
Listed Funds Trust confirms no changes to its ETF prospectus in recent SEC filing, ensuring compliance and transparency in investment management.
Mutual Fund Series Trust Updates Catalyst Dynamic Alpha Fund
Mutual Fund Series Trust files new summary prospectus for Catalyst Dynamic Alpha Fund, detailing investment strategies and fees.
Mutual Fund Series Trust Files Summary Prospectus Update
Mutual Fund Series Trust updates its Catalyst/MAP Global Equity Fund summary prospectus, outlining investment strategies and fees.
Mutual Fund Series Trust Files Summary Prospectus for Fund
MUTUAL FUND SERIES TRUST files a summary prospectus for its Catalyst Tactical Allocation Fund, detailing investment strategies and fees.
Avalon Capital Management reports $434 million in holdings
Avalon Capital Management's latest filing shows a diverse investment portfolio worth over $434 million, focusing on technology and energy sectors.
Dalton Investments reveals $149M in latest 13F-HR filing
Dalton Investments, Inc. discloses $149 million in holdings in its latest 13F-HR filing, showcasing investments in key sectors like technology and energy.
JPMorgan Chase Financial Co. LLC Announces $400K Structured Notes
JPMorgan Chase Financial Co. LLC files for $400,000 in structured investments linked to Russell 2000 and S&P 500 indices, set to settle on November 5, 2026.
Barclays Bank announces new notes linked to S&P 500 index
Barclays Bank PLC files a preliminary pricing supplement for new notes tied to the S&P 500 Futures Excess Return Index, enhancing its market offerings.
Mutual Fund Series Trust Updates Catalyst Energy Fund Prospectus
Mutual Fund Series Trust files a new prospectus for the Catalyst Energy Infrastructure Fund, focusing on energy investments and investor transparency.
JPMorgan Chase Financial Co. launches callable interest notes
JPMorgan Chase Financial Co. LLC has introduced callable contingent interest notes linked to major indices, aiming to attract investors with high returns.
Cedar Creek Municipal Advisors files MA-I amendment for updates
Cedar Creek Municipal Advisors, LLC has filed an MA-I amendment, indicating updates in its municipal advisory services and compliance efforts.
NEOS Investment Management reports $31B in holdings
NEOS Investment Management LLC reveals over $31 billion in assets in its latest filing, showcasing its diverse investment portfolio and strategies.
Barclays Bank announces new AutoCallable Notes offering
Barclays Bank PLC files for AutoCallable Notes due November 10, 2031, linked to major market indices, expanding its product offerings.
Starlink AI Acquisition Corp updates ownership filing with UBS
Starlink AI Acquisition Corp files Schedule 13G/A showing no change in UBS Group AG's ownership stake, reflecting stability in the blank check sector.
OPENLANE Reports Strong Q3 2026 Results with Revenue Growth
OPENLANE, Inc. announces its Q3 2026 financial results, showcasing revenue growth and strong performance in auction and SaaS segments.
Vicor Corp VP Alex Gusinov Reports Stock Transactions
Alex Gusinov, VP of Engineering at Vicor Corp, reported stock transactions increasing his holdings. This reflects executive engagement in the electronic components industry.
CEO Amir Schlachet sells 24,999 shares of Global-E Online
Amir Schlachet, CEO of Global-E Online Ltd., sold 24,999 shares on November 3, 2026, maintaining significant ownership in the company.
Eubel Brady & Suttman reports $861,837 in latest 13F-HR
Eubel Brady & Suttman Asset Management Inc. reveals $861,837 in holdings in its latest 13F-HR filing, reflecting significant investments in major companies.
Mutual Fund Series Trust Files New Summary Prospectus
Mutual Fund Series Trust updates investors with a new summary prospectus for its Catalyst Insider Buying Fund, detailing investment strategies and fees.
UBS AG Files Preliminary Pricing Supplement for New Notes
UBS AG has filed a preliminary pricing supplement for Trigger Autocallable Contingent Yield Notes, enhancing its financial product offerings.