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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Platform Technology Partners files N-PX report on votes

Platform Technology Partners files N-PX report detailing proxy votes on executive compensation for Linde PLC and GSI Technology, Inc.

Tidal Trust V certifies no changes to ETF materials

Tidal Trust V certifies no changes to its ETF materials, maintaining compliance and stability in the investment sector.

Westlake Corp Reports Q3 Results, Highlights Financial Stability

Westlake Corp's Q3 2026 filing reveals financial stability and operational strategies in the industrial organic chemicals sector, impacting competitive dynamics.

Cencora restructures reporting model to boost growth

Cencora, Inc. announces a restructuring of its operating model to enhance growth and improve visibility, impacting its reporting segments.

Flowers Foods Elects Two New Directors to Board

Flowers Foods Inc. has appointed Shaun P. Mara and Ken A. Plunk as new directors, effective November 18, 2026, enhancing its leadership team.

Innospec reports solid Q3 results amid industry challenges

Innospec Inc. showcases strong Q3 performance, signaling resilience in the chemicals sector amid evolving market dynamics.

JBDI Holdings Completes $900M Acquisition of Glorian Capital

JBDI Holdings Ltd finalizes $900 million acquisition of Glorian Capital Ltd, marking a strategic expansion into technology and AI-driven sectors.

Delta Air Lines offers new notes to raise capital

Delta Air Lines has filed a preliminary prospectus for a new notes offering, signaling a strategic capital-raising move in the air transportation sector.

Hartford Investment Management Co Reports $3.5B in Holdings

Hartford Investment Management Co's latest filing shows over $3.5 billion in holdings, reflecting its investment strategy and industry trends.

Warren Street Wealth Advisors reports significant portfolio changes

Warren Street Wealth Advisors, LLC files its 13F-HR, revealing major investments in tech and healthcare sectors, signaling strategic growth in wealth management.

Citigroup Global Markets Europe AG files 13F Notice for Q3 2026

Citigroup Global Markets Europe AG submits a 13F Notice detailing its investment activities for Q3 2026, reflecting its commitment to transparency.

Cavco Industries director files to sell 459 shares

Richard A. Kerley of Cavco Industries plans to sell 459 shares of common stock, valued at $297,556, as part of a family trust transaction.

Blue Line Capital reports $128.8M in assets in 13F-HR filing

Blue Line Capital, LLC discloses $128.8 million in assets under management in its latest 13F-HR filing, reflecting its investment strategies and compliance.

Facet Wealth reports $7.95 billion in quarterly holdings

Facet Wealth, Inc. reports $7.95 billion in assets in its latest quarterly filing, reflecting its investment strategy in the financial services sector.

Tidal Trust II files post-effective amendment for registration

Tidal Trust II has filed a post-effective amendment, designating a new effective date for a previously filed amendment, reflecting regulatory compliance.

Dupree Mutual Funds files Rule 497(j) certification

Dupree Mutual Funds confirms no changes to its prospectus in a recent SEC filing, ensuring compliance with regulatory standards.

VanEck ETF Trust Files Certification on Unchanged Prospectus

VanEck ETF Trust certifies unchanged prospectus in recent SEC filing, signaling compliance and transparency in the investment management sector.

Citigroup Global Markets Holdings Bahamas Ltd Files 13F Notice

Citigroup Global Markets Holdings Bahamas Ltd files a 13F notice revealing changes in its investment portfolio as of September 30, 2026.

Citigroup Global Markets Holdings files 13F-NT report

Citigroup Global Markets Holdings Inc. filed a 13F-NT report, revealing key changes in its investment holdings as of September 30, 2026.

EPHOD Securities files new offering to raise $100 million

EPHOD Securities Co Ltd files with the SEC for a new offering aimed at raising $100 million, signaling growth ambitions in the investment sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →