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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Lombard Odier files 13F Notice with no new holdings

Lombard Odier (Europe) S.A. files a 13F Notice showing no new holdings for Q3 2026, reflecting a cautious investment strategy amid market volatility.

Bank Lombard Odier Files 13F Notice for Q3 2026

Bank Lombard Odier & Co Ltd has filed a 13F Notice, detailing its investment activities as of September 30, 2026.

HSBC USA Inc. Offers Autocallable Contingent Income Notes

HSBC USA Inc. has launched Autocallable Contingent Income Barrier Notes, enhancing its offerings in the national commercial banking sector.

Compagnie Lombard Odier SCmA reveals $9.75B investment portfolio

Compagnie Lombard Odier SCmA's 13F filing shows a $9.75 billion portfolio as of September 30, 2026, with key investments in major tech firms.

Mattern Wealth Management reports $616.25M in assets

Mattern Wealth Management LLC's latest filing shows $616.25 million in assets under management, reflecting its diverse investment strategy.

Sequoia Mortgage Trust 2013-6 Reports October 2026 Distribution

Sequoia Mortgage Trust 2013-6 confirms stable performance with no asset repurchases in its October 2026 distribution report, reflecting confidence in the market.

GP Recovery Fund LLC amends private offering, raises $114M

GP Recovery Fund LLC amends its private offering, reporting over $114 million raised, signaling growth in the pooled investment fund sector.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a pricing supplement for contingent income notes linked to S&P 500 Futures, fully guaranteed by Bank of America Corporation.

SEB Asset Management reports $26.99B in holdings for Q3 2026

SEB Asset Management AB discloses $26.99 billion in holdings as of September 30, 2026, showcasing its investment strategy and market influence.

Modern Mining Technology Corp. files new offering statement

Modern Mining Technology Corp. seeks to raise $39.99 million through a new offering statement, indicating growth ambitions in the refuse systems industry.

Adient plc adopts Tax Benefits Preservation Plan

Adient plc has adopted a Tax Benefits Preservation Plan to protect its U.S. tax assets, a significant move for the motor vehicle parts industry.

IB Acquisition Corp. files annual report detailing performance

IB Acquisition Corp. has filed its annual report, revealing key insights into its financial performance and strategic direction in the commercial research sector.

Elite 101 LLC announces $25 million debt offering

Elite 101 LLC has initiated a debt offering of up to $25 million, raising over $10 million to date, signaling confidence in the real estate sector.

Citi's 13F Filing Reveals Key Investment Holdings

Citi's latest 13F filing shows significant investments in various companies, highlighting its strategic positioning in the National Commercial Banks sector.

Eukles Asset Management Reports Q3 Holdings in 13F Filing

Eukles Asset Management's latest 13F filing reveals significant investments in major companies, reflecting a robust asset management strategy.

ERBR-1 Files New Offering for $297,109 in Fundraising

ERBR-1, a series of ALEXTAR VC, LLC, files a new offering, raising $297,109, showcasing its efforts in the pooled investment fund sector.

Itaú Unibanco revises 2026 guidance amid market shifts

Itaú Unibanco Holding S.A. announces revised guidance for 2026, reflecting strategic adjustments in response to market conditions.

Itaú Unibanco updates internal governance charter

Itaú Unibanco updates its internal charter for the Board of Officers, outlining governance structures and responsibilities.

Itaú Unibanco reports BRL 12.6 billion net income for Q3 2026

Itaú Unibanco reports a net income of BRL 12.6 billion for Q3 2026, reflecting strong risk management and investment strategies.

Essential Utilities reports solid Q3 2026 results amid merger

Essential Utilities, Inc. announces strong Q3 2026 results, highlighting growth in water and gas divisions as it progresses with its merger with American Water.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →