Clicky

Monday, November 2, 2026

Breaking News

Latest SEC filings as they come in

Bank of Nova Scotia Registers $6.477M in New Notes

The Bank of Nova Scotia has registered $6.477 million in autocallable notes linked to SpaceX stock, highlighting innovation in the banking sector.

Northern Lights Fund Trust III Certifies ETF Prospectus Update

Northern Lights Fund Trust III confirms no changes to its HCM Defender ETFs' prospectus in a recent SEC filing, ensuring compliance and transparency.

Calamos Aksia Alternative Credit Fund Announces Repurchase Offer

Calamos Aksia Alternative Credit & Income Fund reveals a quarterly repurchase offer, enhancing liquidity for shareholders until December 1, 2026.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC announces a new pricing supplement for contingent income issuer callable yield notes, guaranteed by Bank of America Corporation.

GS Finance Corp. files pricing supplement for new notes

GS Finance Corp. has filed a pricing supplement for new notes linked to the S&P 500 Futures, indicating a strategic move in the financial sector.

UBS AG files pricing supplement for Capped Buffer Securities

UBS AG files a pricing supplement for $2.73 million in Capped Buffer Securities linked to the S&P 500 Index, highlighting its strategy in the banking sector.

BofA Finance launches $1.55 million auto-callable notes

BofA Finance LLC announces $1.55 million in auto-callable notes, guaranteed by Bank of America Corp, linked to Russell 2000 and S&P 500 indices.

New York Stock Exchange to Remove IBM Securities from Listing

The New York Stock Exchange will remove a class of IBM securities from its listing following their redemption, impacting market dynamics.

JPMorgan Chase Financial files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for auto callable contingent interest notes, diversifying investment offerings.

Bank of Nova Scotia launches $25 million note offering

Bank of Nova Scotia files for $25 million in autocallable notes linked to Russell 2000 and S&P 500, maturing in 2028.

Toronto-Dominion Bank Issues Callable Contingent Interest Notes

Toronto-Dominion Bank files for callable contingent interest notes linked to major indices, signaling a strategic move in the commercial banking sector.

Calamos Aksia Hedged Strategies Fund Announces Repurchase Offer

Calamos Aksia Hedged Strategies Fund has initiated a quarterly repurchase offer, enhancing liquidity options for shareholders until December 1, 2026.

UBS AG files for Trigger Callable Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for Trigger Callable Contingent Yield Notes, offering potential contingent coupons linked to major indices.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for $929,000 in callable contingent interest notes linked to major indices, enhancing its investment offerings.

Gutierrez Wealth Advisory reports $188.5M in holdings

Gutierrez Wealth Advisory, LLC disclosed $188.5 million in holdings in its latest SEC filing, reflecting its investment strategies and market positioning.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. files a pricing supplement for $2,075,000 in structured investments linked to major stock indices, highlighting its market strategy.

LXP Industrial Trust Completes Merger, Securities Delisted

LXP Industrial Trust has completed its merger with Leopard Merger Sub LLC, leading to the delisting of its securities from the NYSE.

Bladex Chief Audit Officer Acquires Shares in Company

Diaz Adriana Lizzeth, Chief Audit Officer at Bladex, acquired 1,792 shares, boosting her total holdings to 15,090 shares as of October 30, 2026.

POET Technologies Names Giovanni Pacelli as CFO

POET Technologies appoints Giovanni Pacelli as CFO, succeeding Thomas Mika, as the company prepares for volume production in the semiconductor sector.

AstraZeneca reports total voting rights in recent filing

AstraZeneca PLC announces total voting rights of 1,551,065,237 shares, providing key information for shareholders and reflecting industry transparency.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →