Split Creek Capital reveals $106M in holdings in 13F-HR
Split Creek Capital LLC discloses $106 million in holdings in its latest 13F-HR filing, showcasing its investment strategy as of September 30, 2026.
Amplify ETF Trust delays effectiveness of registration amendment
Amplify ETF Trust has filed a post-effective amendment, delaying the effectiveness of its previous registration statement amendment until November 10, 2026.
JPMorgan Chase Financial Co. prices $644,000 in notes
JPMorgan Chase Financial Co. LLC has priced $644,000 in structured investment notes linked to major ETFs, reflecting a focus on innovative investment products.
BMO 2022-C1 Mortgage Trust Files Update on Asset-Backed Securities
BMO 2022-C1 Mortgage Trust files an update on its asset-backed securities, reflecting ongoing activity in the commercial mortgage sector.
BMO 2022-C3 Mortgage Trust Files SEC Update on Securities
BMO 2022-C3 Mortgage Trust files an SEC update regarding its asset-backed securities, emphasizing transparency and compliance in the commercial mortgage sector.
Tenret Co LLC reveals $228.77M in Q3 2026 holdings
Tenret Co LLC's latest 13F-HR filing shows $228.77 million in holdings for Q3 2026, highlighting its investment strategies and market positioning.
Guzzi Anthony reports stock ownership change via RSUs
Guzzi Anthony's recent filing reveals an increase in stock ownership through restricted stock units, impacting EMCOR Group and the electrical work sector.
Worthington Enterprises Controller Reports Stock Transactions
Kevin J. Chan of Worthington Enterprises disclosed stock transactions in a recent SEC filing, highlighting executive compensation transparency.
HDFC Bank announces retirement of senior executive Sanjay D'Souza
HDFC Bank Ltd reports the retirement of Sanjay D'Souza, impacting its SME banking strategy. The change signals shifts in the commercial banking landscape.
Barclays Bank announces AutoCallable Notes linked to indices
Barclays Bank PLC files for AutoCallable Notes linked to major indices, signaling a strategic move in the commercial banking sector.
JPMorgan Chase Financial Co. LLC Launches Callable Notes
JPMorgan Chase Financial Co. LLC files for callable contingent interest notes linked to major indices, enhancing its offerings in a competitive banking sector.
AdvisorTrust Partners reports $318 million in holdings
AdvisorTrust Partners, LLC reveals over $318 million in holdings in its latest SEC filing, reflecting investment strategies in the financial services industry.
Marex Group files for Autocallable Notes linked to tech stocks
Marex Group Ltd files a pricing supplement for new Autocallable Leveraged Buffered Notes linked to Ciena and Sandisk, expanding its financial product offerings.
JPMorgan Chase Financial Co. announces new investment notes
JPMorgan Chase Financial Co. LLC has priced $997,000 in new investment notes linked to market indices, reflecting its innovative approach in national commercial banking.
W Advisors, LLC Reports $229 Million in Latest 13F Filing
W Advisors, LLC disclosed $229 million in assets in its latest 13F filing, highlighting investment strategies in tech and healthcare sectors.
Bank of Nova Scotia Launches $1.65M Autocallable Notes Offering
The Bank of Nova Scotia has filed to offer $1.65 million in Autocallable Contingent Barrier Return Enhanced Notes linked to Netflix and Oracle stocks.
JPMorgan Chase Financial Co. prices $250,000 in notes
JPMorgan Chase Financial Co. LLC has priced $250,000 in Uncapped Return Enhanced Notes linked to the S&P 500 Futures Excess Return Index.
WFRBS Commercial Mortgage Trust 2014-C23 Reports October Results
WFRBS Commercial Mortgage Trust 2014-C23 releases its October distribution report, highlighting performance and loss metrics that may impact investor confidence.
Barclays Bank announces new Phoenix AutoCallable Notes
Barclays Bank PLC files a preliminary pricing supplement for Phoenix AutoCallable Notes linked to major U.S. indices, signaling a strategic move in the commercial banking sector.
EquityZen Growth Technology Fund LLC - Series 2418 Files New Offering
EquityZen Growth Technology Fund LLC - Series 2418 has filed a new offering under Rule 506(b), raising $460,512 with 26 investors involved.