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Sunday, November 8, 2026

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Latest SEC filings as they come in

Volatility Shares Trust Reports Financials for Solana ETF

Volatility Shares Trust's NPORT-P filing reveals key financial metrics for its Solana ETF, indicating its market position and industry impact.

Volatility Shares Trust reports financials for 2x Stellar ETF

Volatility Shares Trust files NPORT-P, detailing financials for its 2x Stellar ETF, showing significant assets and returns in the cryptocurrency sector.

Citigroup Files Preliminary Pricing Supplement for New Securities

Citigroup Inc. has filed a preliminary pricing supplement for new securities, aiming to enhance its debt offerings and attract investors.

BlackRock Funds Files Amendment to Annual Registration Statement

BlackRock Funds updates its annual registration statement, enhancing transparency and compliance. The amendment reflects changes across its investment offerings.

Bank of Nova Scotia registers $830K in autocallable notes

Bank of Nova Scotia files for $830,000 in autocallable notes, reflecting trends in state commercial banking and innovative debt instruments.

Engaged Capital Flagship Fund amends private offering details

Engaged Capital Flagship Fund, Ltd. updates its private offering, revealing key financial data and strategies in a recent SEC filing.

FT Vest Hedged Equity Income Fund: Series B3 Updates Offering

FT Vest Hedged Equity Income Fund: Series B3 files an amendment to its offering statement, signaling updates in investment strategy and compliance.

BofA Finance LLC issues $784,000 in Auto-Callable Notes

BofA Finance LLC announces the issuance of $784,000 in Auto-Callable Yield Notes linked to Cameco Corporation's stock, enhancing its investment offerings.

Goldman Sachs issues $10 million callable fixed-rate notes

Goldman Sachs Group Inc. has filed to issue $10 million in callable fixed-rate notes due 2046, reflecting its capital management strategy.

Citigroup files preliminary prospectus for new securities offering

Citigroup Inc. files a preliminary prospectus for 10-year autocallable contingent coupon securities linked to S&P 500 Futures, enhancing its product offerings.

Citigroup Global Markets announces new securities offering

Citigroup Global Markets Holdings Inc. files a preliminary prospectus for a new offering linked to the S&P 500 Futures Index, expanding its financial products.

Joseph P. Lucia & Associates reports Q3 2026 holdings

Joseph P. Lucia & Associates disclosed its Q3 2026 holdings, totaling $345.5 million, showcasing investment strategies in key sectors.

Virtus Family Office LLC Reports $130M in Holdings

Virtus Family Office LLC discloses over $130 million in holdings in its latest 13F filing, showcasing strategic investments across various sectors.

Madison ETFs Trust Files Summary Prospectus for New ETF

Madison ETFs Trust has filed a summary prospectus for the Madison Covered Call ETF, emphasizing its investment strategy and objectives.

BlackRock Funds Amends Filing to Correct Redemption Credits

BlackRock Funds amends filing to correct redemption credit reporting, highlighting commitment to accurate financial disclosures and regulatory compliance.

Citigroup Global Markets announces new 10-year securities offering

Citigroup Global Markets Holdings has filed for a new offering of 10-year autocallable securities linked to the S&P 500, enhancing its product offerings.

Citigroup files preliminary terms for new autocallable securities

Citigroup Inc. files preliminary terms for 10-year autocallable securities linked to the S&P 500 Futures index, diversifying its financial products.

First Trust Entities Report 6.71% Stake in Cardinal Infrastructure

First Trust entities disclose a 6.71% stake in Cardinal Infrastructure Group Inc., indicating significant investor interest in the heavy construction sector.

First Trust Portfolios Discloses 4.84% Stake in BNY Mellon Fund

First Trust Portfolios LP reports a 4.84% stake in BNY Mellon Strategic Municipal Bond Fund, reflecting its strategy in the investment fund sector.

First Trust Portfolios discloses 5.51% stake in Granite Construction

First Trust Portfolios LP reveals a 5.51% stake in Granite Construction, signaling strategic investment in the heavy construction sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →