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Wednesday, November 4, 2026

Capital

Debt, credit, buybacks, and stock sales

JPMorgan Chase announces callable fixed rate notes offering

JPMorgan Chase has filed a preliminary pricing supplement for callable fixed rate notes due November 10, 2056, with a 6.30% interest rate.

GS Finance Corp. Files for Medium-Term Notes Linked to Index

GS Finance Corp. announces filing for medium-term notes linked to the EURO STOXX 50 Index, reflecting strategic growth in the securities market.

Mansueto to Sell 100,000 Shares of Morningstar, Inc.

Joseph D. Mansueto plans to sell 100,000 shares of Morningstar, valued at $23.3 million, reflecting trends in the investment advice sector.

JPMorgan Chase Financial Co. unveils new contingent notes

JPMorgan Chase Financial Co. LLC files for callable contingent interest notes linked to major indices, expanding its investment offerings.

ISQ Global Fund II GP LLC files to sell shares of Kinetik Holdings

ISQ Global Fund II GP LLC files a Form 144 to sell shares of Kinetik Holdings Inc., signaling potential strategic moves in the natural gas transmission sector.

JPMorgan Chase Financial files for structured notes linked to index

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured notes linked to the MerQube US Tech+ Vol Advantage Index.

Barclays Bank PLC Files Preliminary Pricing Supplement for Notes

Barclays Bank PLC has filed a preliminary pricing supplement for callable contingent coupon notes, indicating a strategic move to diversify funding sources.

Civeo Corp officer sells 23,288 shares of common stock

Civeo Corp reports the sale of 23,288 shares by an officer, reflecting ongoing adjustments in the lodging industry.

Equitybee Launches New Offering Under Securities Act

Equitybee 22-18511 a Series of Equitybee cFund Master LLC files new offering, signaling intent to raise funds through private equity.

Greenlight Capital Re repurchases shares from family trust

Greenlight Capital Re, Ltd. repurchases 120,335 shares from a family trust managed by director David Einhorn, reflecting its capital management strategy.

Citigroup files pricing supplement for new senior notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, signaling a strategic move in the national commercial banking sector.

Stat Lauren Elaina Friedman files to sell shares of Palantir

Stat Lauren Elaina Friedman has filed to sell 1,358 shares of Palantir Technologies Inc. as part of a planned sale under a 10b5-1 trading plan.

Ling Hai Files to Sell 4,317 Shares of Mastercard

Ling Hai has filed to sell 4,317 shares of Mastercard, valued at about $2.75 million, following recent stock option exercises.

Gate34 Secures $110,000 in New Offering for Venture Capital Fund

Gate34, a Series of Decile Start Fund, LP, has filed with the SEC to raise $110,000 for its new venture capital fund, reflecting industry growth.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for new structured notes linked to major stock indices, enhancing its investment offerings.

Rubrik director sells 5,000 shares amid market adjustments

Rubrik, Inc. director John Thompson sells 5,000 shares worth $620,750, signaling potential shifts in the company's financial strategy.

HSBC USA Inc. launches Autocallable Contingent Income Notes

HSBC USA Inc. files a prospectus for new Autocallable Contingent Income Barrier Notes, offering monthly payments and highlighting risks for investors.

Houston Andrew to Sell 383,800 Shares of Dropbox, Inc.

Houston Andrew files to sell 383,800 shares of Dropbox, valued at $13.9 million, marking a significant liquidity event for the company.

JPMorgan Chase Financial Co. LLC Files for New Structured Notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for structured investment notes linked to major stock indices, signaling a strategic move.

Crystal Adam Files to Sell 20,000 Shares of Tango Therapeutics

Crystal Adam has filed to sell 20,000 shares of Tango Therapeutics, indicating a significant liquidity move and reflecting trends in the pharmaceutical sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →