Financial Solutions Group, Inc. has filed an amendment to its previous MA/A submission, highlighting its commitment to compliance and operational transparency. This filing is significant as it underscores the company's ongoing adjustments in a competitive municipal advisory landscape.

Background

Founded in 1998 and based in Plainfield, Indiana, Financial Solutions Group, Inc. operates as a municipal advisory firm. The company primarily serves municipal entities and non-profit organizations, providing essential advisory services. The firm has a small team of two employees engaged in municipal advisory activities and has registered with the SEC under file number 867-01083.

What the Filing Says

The recent filing, dated November 2, 2026, indicates that Financial Solutions Group is amending its previous MA/A submission. While specific details about the changes were not disclosed, the filing reflects the company's dedication to maintaining compliance with regulatory standards.

Impact

This amendment may affect the company's clients, including municipal entities and non-profit organizations, as it ensures that they are receiving services from a compliant and transparent advisory firm. The filing also serves as a reminder to other firms in the municipal advisory sector about the importance of adhering to regulatory requirements.

What's Next

The filing does not say what happens next.

Company Overview

Financial Solutions Group, Inc. is incorporated in Indiana and has been operational since September 1, 1998. The firm is classified as a corporation and has a fiscal year ending on December 31. It currently employs two individuals who are actively engaged in municipal advisory activities, serving a total of 25 clients primarily consisting of municipal entities and non-profit organizations.

Contact Information

The principal office of Financial Solutions Group is located at 2680 East Main St, Suite 223, Plainfield, IN 46168. For inquiries, Greg Guerrettaz, who holds the titles of President, Municipal Advisor, and Chief Compliance Officer, can be reached at (317) 837-4933 or via email at greg@fsgcorp.com.

Regulatory Compliance

The firm is registered with the SEC under file number 867-01083 and has confirmed that it has not been convicted of any felonies or found in violation of regulatory requirements. Additionally, Financial Solutions Group has annual receipts of less than $7 million, which places it in a category of smaller advisory firms.

Business Activities

Financial Solutions Group primarily engages in providing advisory services related to insurance and selection advice. The firm operates under a fixed fee compensation model and does not engage in other non-municipal advisory business activities. The firm has also indicated that it does not have any soliciting firms or employees registered as broker-dealers.

Additional Information

In terms of affiliations, the firm has one associated person, Tim S Joyce, who is an accountant. Financial Solutions Group has not reported any additional business names or previous DBA names, and it maintains a primary web address at fsgcorp.com.