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Thursday, November 5, 2026

Capital

Debt, credit, buybacks, and stock sales

Barclays Bank announces new Phoenix AutoCallable Notes

Barclays Bank PLC files a preliminary pricing supplement for Phoenix AutoCallable Notes, linked to major stock indices, maturing in December 2029.

Citigroup files preliminary pricing for new debt securities

Citigroup Inc. has filed a preliminary pricing supplement for medium-term senior notes, signaling a strategic move in the banking sector.

Barclays Bank unveils AutoCallable Notes linked to indices

Barclays Bank PLC has filed a preliminary pricing supplement for new AutoCallable Notes linked to major stock indices, enhancing its product offerings.

Citigroup Global Markets Announces New Securities Offering

Citigroup Global Markets Holdings Inc. files preliminary terms for new securities linked to major indices, signaling expansion in the brokerage sector.

Bender Investment Co Files Form 144 for Cactus Inc. Shares

Bender Investment Co has filed to sell 100,000 shares of Cactus Inc., valued at around $6 million, indicating a significant liquidity event.

BMO 2023-5C1 Mortgage Trust Files ABS-EE for Commercial Mortgages

BMO 2023-5C1 Mortgage Trust files ABS-EE detailing commercial mortgages, impacting asset-backed securities industry and stakeholders.

EVIA Life Sciences Inc. announces $5.5 million private offering

EVIA Life Sciences Inc. has filed for a private offering to raise $5.5 million, aiming to bolster its financial position in the biotechnology sector.

UBS AG files preliminary pricing supplement for new notes

UBS AG has filed a preliminary pricing supplement for its Buffer Autocallable Contingent Yield Notes, linked to ETFs in semiconductor and energy sectors.

TF Private Investments III LLC completes $320,138 offering

TF Private Investments III LLC has successfully raised $320,138 in a private offering, signaling growth in the pooled investment fund sector.

BMO 2025-5C11 Mortgage Trust Reports Monthly Distribution

BMO 2025-5C11 Mortgage Trust announces its latest monthly distribution report, indicating stable performance in the asset-backed securities sector.

Swedish Export Credit Corporation Registers Unlimited Debt Securities

Swedish Export Credit Corporation files to offer unlimited debt securities, enhancing financial flexibility and impacting the miscellaneous business credit industry.

Barclays Bank announces AutoCallable Notes offering

Barclays Bank PLC filed a preliminary pricing supplement for AutoCallable Notes due December 5, 2029, signaling a strategic move in the commercial banking sector.

Orchestra BioMed Holdings files Form 144 for stock sale

Orchestra BioMed Holdings, Inc. has filed a Form 144 for a stock sale by Darren Sherman, indicating potential strategic changes within the company.

Citigroup unveils new medium-term senior notes linked to indices

Citigroup Inc. has filed a preliminary pricing supplement for medium-term senior notes linked to the EURO STOXX 50 and S&P 500 indices.

JPMorgan Chase Financial files for new structured notes linked to Dell

JPMorgan Chase Financial Co. LLC files a pricing supplement for structured notes linked to Dell Technologies, showcasing innovation in the national commercial banks sector.

EquityZen Growth Technology Fund raises $265,779 in offering

EquityZen Growth Technology Fund LLC - Series 2396 has raised $265,779 in a recent private equity offering, reflecting growth in the investment sector.

UBS AG files pricing supplement for new yield notes

UBS AG has filed a preliminary pricing supplement for Trigger Callable Contingent Yield Notes, diversifying its financial products in the National Commercial Banks sector.

Shell plc completes major share buyback program

Shell plc has completed a significant share buyback program, purchasing over 1.8 million shares, reflecting its commitment to enhancing shareholder value.

Golub Capital Reports Strong Performance and Shareholder Returns

Golub Capital Private Credit Fund announces strong performance with 9.1% annualized return and full repurchase requests honored at net asset value.

UBS AG files pricing supplement for $242,000 GEARS offering

UBS AG has filed a pricing supplement for its $242,000 Buffer Autocallable GEARS linked to the S&P 500 Futures Excess Return Index, highlighting innovation in banking.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →