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Thursday, November 5, 2026

Capital

Debt, credit, buybacks, and stock sales

Multi-Asset Strategies Launches New Private Credit Offering

Multi-Asset Strategies - Private Credit Offshore LP files for a new private credit offering under Rule 506(b), signaling growth in the investment fund sector.

UBS AG files pricing supplement for $3.15B in notes

UBS AG files a pricing supplement for $3.15 billion in Trigger Callable Contingent Yield Notes linked to major stock indices, highlighting strategic offerings.

UBS AG files pricing supplement for new contingent yield notes

UBS AG has filed a pricing supplement for $2,014,000 Trigger Callable Contingent Yield Notes linked to major indices, highlighting its innovative financial strategy.

BMO 2022-C3 Mortgage Trust Reports October 2026 Distribution

BMO 2022-C3 Mortgage Trust announces its October 2026 distribution report, showing increased delinquency rates in commercial mortgages.

UBS AG files for Trigger Callable Contingent Yield Notes

UBS AG has filed a preliminary pricing supplement for its new debt offering, the Trigger Callable Contingent Yield Notes, linked to major stock indices.

BMO 2023-C6 Mortgage Trust reports latest ABS-EE filing

BMO 2023-C6 Mortgage Trust files ABS-EE report, detailing performance in commercial mortgages and property metrics, impacting the asset-backed securities sector.

BMO 2022-C1 Mortgage Trust Reports Stable Distribution Results

BMO 2022-C1 Mortgage Trust's latest filing shows stable distribution results with no significant losses, indicating confidence in the asset-backed securities market.

UBS AG files preliminary pricing for contingent yield notes

UBS AG has filed a preliminary pricing supplement for its Trigger Callable Contingent Yield Notes, linked to major stock indices.

UBS AG launches $1.317 billion Trigger Callable Notes

UBS AG files for $1.317 billion Trigger Callable Contingent Yield Notes linked to major indices, reflecting trends in structured products in banking.

Sarah247, Inc. raises $102,000 through new SAFE offering

Sarah247, Inc. has successfully raised $102,000 through a new offering under Rule 506(b), demonstrating its growth strategy in the tech sector.

Barclays Bank announces new callable contingent coupon notes

Barclays Bank PLC files a preliminary pricing supplement for callable contingent coupon notes linked to major stock indices, due December 2031.

CubeSmart Officer Timothy Martin Sells 36,765 Shares

Timothy Martin of CubeSmart sold 36,765 shares valued at $1.6 million following a stock option exercise, signaling shifts in compensation strategies.

Ramirez-Medina Files to Sell Shares of Five Star Bancorp

Lydia Ann Ramirez-Medina has filed to sell 4,037 shares of Five Star Bancorp, valued at approximately $184,733.12, reflecting her investment management.

UBS AG launches $1.59 billion contingent yield notes

UBS AG has filed for a new offering of Trigger Autocallable Contingent Yield Notes worth $1.59 billion, linked to Salesforce stock.

BMO 2023-C6 Mortgage Trust Reports Monthly Distribution Results

BMO 2023-C6 Mortgage Trust files distribution report, showing stability in its asset-backed securities with minor delinquencies.

Barclays Bank announces new notes linked to major indices

Barclays Bank PLC files for new notes linked to S&P 500 and Dow Jones, marking a strategic move in the commercial banking sector.

Nomura America Finance announces $400,000 note offering

Nomura America Finance, LLC announces the offering of $400,000 in senior global medium-term notes, impacting the security brokers and dealers industry.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for new structured investment notes linked to Alphabet Inc. stock.

Marex Group Ltd issues $315,000 in callable income notes

Marex Group Ltd files for $315,000 in issuer callable contingent income barrier notes, enhancing its financial offerings in the competitive market.

BMO 2025-5C11 Mortgage Trust Files Update on Securities

BMO 2025-5C11 Mortgage Trust files an update on its asset-backed securities, reflecting ongoing activity in the commercial mortgage sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →