BofA Finance LLC has made a significant move in the financial sector by filing a preliminary pricing supplement for Capped Return Notes, linked to the Least Performing of the Market Guard Top 100 Index, the Nasdaq-100 Index, and the S&P 500 Index. This filing, dated November 4, 2026, indicates the company's commitment to providing innovative investment products to its clients.

The Capped Return Notes are expected to price on November 30, 2026, and are set to issue on December 3, 2026. These notes will have a term of approximately 18 months and are designed to provide investors with exposure to the performance of major market indices, with a maximum return of 14.60% over the principal amount.

BofA Finance LLC, categorized under national commercial banks (SIC 6021), is a subsidiary of Bank of America Corporation. The company is incorporated in Delaware and has its business address in Charlotte, North Carolina. This filing is part of a series of recent filings made on the same date, indicating a busy period for the company.

According to the filing, the notes will not be listed on any securities exchange and will not have periodic interest payments. Payment on the notes will depend on the individual performance of the underlying indices, with the principal amount being returned if the ending value of the least performing underlying is less than or equal to its starting value.

Investors should be aware that any payment on the notes is subject to the credit risk of BofA Finance LLC and the guarantee by Bank of America Corporation. This aspect may influence investor confidence and the overall market perception of these financial products.

The filing does not specify what the next steps will be following the pricing and issuance of the notes. However, the anticipated interest in these innovative financial products may lead to further developments in the offerings from BofA Finance and its parent company.