Ultimus Managers Trust has filed its N-CEN report for the period ending August 31, 2026. This report is significant as it outlines the company's internal controls and financial reporting practices. The filing is essential for maintaining compliance with the Investment Company Act of 1940, ensuring transparency and accountability in the investment management sector.
Ultimus Managers Trust, an investment company based in Cincinnati, Ohio, focuses on managing various mutual funds. The company operates under the SEC file number 811-22680 and is known for its commitment to regulatory compliance and effective financial reporting. The recent filing is part of a series of submissions that include N-CSRS and NPORT-P forms, highlighting the company's ongoing efforts to provide accurate and timely information to regulators and investors.
The N-CEN filing states that the report was filed as of November 5, 2026, and covers the period ending August 31, 2026. The document emphasizes the importance of internal controls over financial reporting, stating that management is responsible for establishing and maintaining these controls. The report also outlines the role of independent auditors in assessing the effectiveness of these controls.
According to the filing, Ultimus Managers Trust has several funds under its management, including the Marshfield Concentrated Opportunity Fund, Meehan Focus Fund, and Blue Current Global Dividend Fund. Each fund has specific investment advisers, transfer agents, and custodians, all of which play a crucial role in maintaining the integrity of the funds' operations.
This filing may affect various stakeholders, including shareholders, investment advisers, and regulatory bodies. By adhering to strict reporting standards, Ultimus Managers Trust aims to build trust with its investors and ensure compliance with industry regulations.
Looking ahead, the filing does not specify any upcoming actions or events. However, it sets a precedent for future filings and reinforces the company's commitment to transparency and regulatory compliance in the investment industry.
Read Next
Forvis Mazars reports 10% stake in Advisors' Inner Circle Fund III
Alexander Keith Brian clarifies SEC filing on Amazon shares
Gold Fields reports solid Q3 results, announces buybacks
StealthGas to Acquire Four LPG Carriers for $254.6 Million
Liberty Global CEO Acquires 110,000 Shares in November
Critical Metals Corp. Completes Acquisition of European Lithium










