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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

GraniteShares ETF Trust Files New Effective Date for Amendment

GraniteShares ETF Trust has filed a new effective date for a post-effective amendment, impacting the ETF investment landscape.

GraniteShares ETF Trust Files New Effective Date for Amendment

GraniteShares ETF Trust has filed a new effective date for its post-effective amendment, signaling strategic adjustments in the investment sector.

GraniteShares ETF Trust Files New Post-Effective Amendment

GraniteShares ETF Trust has filed a new post-effective amendment, signaling updates to its investment offerings in the ETF sector.

GraniteShares ETF Trust Updates Effective Date for ETFs

GraniteShares ETF Trust files a post-effective amendment, updating the effective date for its daily ETFs, signaling ongoing adjustments in the investment landscape.

GraniteShares ETF Trust Updates Effective Date for Amendment

GraniteShares ETF Trust has filed a new effective date for a post-effective amendment, signaling its commitment to regulatory compliance.

Lorne Steinberg Wealth Management Files Quarterly 13F-HR

Lorne Steinberg Wealth Management Inc. files its quarterly 13F-HR report, revealing insights into its investment holdings and strategies as of September 30, 2026.

GraniteShares ETF Trust files new effective date amendment

GraniteShares ETF Trust announces a new effective date for a post-effective amendment, reflecting proactive adjustments in the investment landscape.

Eaton Vance Municipal Income Trust files monthly portfolio report

Eaton Vance Municipal Income Trust has submitted its monthly portfolio report for August 2026, offering insights into its investment strategies.

Eaton Vance Growth Trust Files Monthly Portfolio Report

Eaton Vance Growth Trust provides a monthly portfolio report, shedding light on its investment strategies and holdings, impacting investor confidence.

PGIM Rock ETF Trust launches S&P 500 Buffer ETF

PGIM Rock ETF Trust files a summary prospectus for its S&P 500 Buffer ETF, marking its entry into the investment management sector.

Exchange Listed Funds Trust Sets New Effective Date for Filing

Exchange Listed Funds Trust announces a new effective date for a post-effective amendment, potentially impacting its operational efficiency.

Themes ETF Trust Files New Post-Effective Amendment

Themes ETF Trust has filed a new post-effective amendment, signaling ongoing adaptation in the investment industry.

Allianz Mexico Files Latest Quarterly Report with SEC

Allianz Mexico, S.A. Compania de Seguros has submitted its quarterly report, demonstrating its regulatory compliance and commitment to transparency.

Taylor Frigon Capital Management files 13F-HR report

Taylor Frigon Capital Management has filed its latest 13F-HR report, revealing its investment holdings as of September 30, 2026.

Marathon Capital Management files quarterly investment report

Marathon Capital Management has filed its quarterly report, revealing investment holdings as of September 30, 2026, reflecting its strategic adjustments.

Themes ETF Trust Files Post-Effective Amendment Registration

Themes ETF Trust has filed a post-effective amendment to update its registration, reflecting its commitment to compliance in the investment sector.

DHJJ Financial Advisors files quarterly 13F-HR report

DHJJ Financial Advisors, Ltd. has submitted its quarterly 13F-HR report, revealing its institutional holdings as of September 30, 2026.

AgateCreek LLC files quarterly investment report for Q3 2026

AgateCreek LLC has submitted its quarterly report, shedding light on its investment activities as of September 30, 2026, reflecting transparency in the financial sector.

EA Series Trust Files Notice for Additional Securities Registration

EA Series Trust has filed a notice to register additional securities, signaling potential growth and expansion in the investment sector.

EA Series Trust Files Rule 24f-2 Notice for New Reporting Period

EA Series Trust has filed a Rule 24f-2 notice, indicating a new reporting period that could impact its investment strategies and the broader investment industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →