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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

First Trust Exchange-Traded Fund IV Files Summary Prospectus

First Trust Exchange-Traded Fund IV updates investors with a new summary prospectus, enhancing transparency in the investment management industry.

First Trust Exchange-Traded Fund IV Files New Summary Prospectus

First Trust Exchange-Traded Fund IV updates its investment offerings with a new summary prospectus, impacting the investment management sector.

Grace & White Inc. files latest 13F-HR report for Q3 2026

Grace & White Inc. reports its institutional investment holdings in the latest 13F-HR filing, revealing insights into its portfolio strategies.

FT 13015 Files Rule 24f-2 Notice for Additional Securities

FT 13015 has filed a Rule 24f-2 notice to register additional securities, enhancing its capital flexibility. Details remain limited in the filing.

FT 13008 Files Rule 24f-2 Notice for Additional Securities

FT 13008 has filed a Rule 24f-2 notice, allowing for the registration of additional securities, enhancing its capital-raising capabilities.

Hyposwiss Advisors files quarterly 13F-HR report

Hyposwiss Advisors SA has submitted its 13F-HR report, detailing its institutional investment holdings as of September 30, 2026.

FT 13037 files Rule 24f-2 notice to register additional securities

FT 13037 has filed a Rule 24f-2 notice to register additional securities, expanding its offerings in the investment sector.

FT 13035 files notice of effectiveness under Rule 24f-2

FT 13035 has filed a notice of effectiveness under Rule 24f-2, reflecting compliance with SEC regulations. The filing is managed by First Trust Portfolios L.P.

FT 13010 files Rule 24f-2 notice for additional securities

FT 13010 has filed a Rule 24f-2 notice, enabling the registration of additional securities, signaling growth potential and industry trends.

FT 12882 Files Rule 24f-2 Notice for Additional Securities

FT 12882 has filed a Rule 24f-2 notice, allowing for the registration of additional securities, signaling growth in the investment sector.

FT 13007 Files Notice of Effectiveness for Securities Registration

FT 13007 has filed a notice of effectiveness with the SEC, allowing for potential issuance of securities, impacting the investment industry.

FT 13009 Files Notice of Effectiveness Under Rule 24f-2

FT 13009 has filed a notice of effectiveness under Rule 24f-2, allowing it to continue operations without interruption, impacting the industry.

FT 13040 Files Rule 24f-2 Notice for Securities Registration

FT 13040 has filed a Rule 24f-2 notice, ensuring the effectiveness of its registration statement for securities and maintaining compliance in the investment sector.

FT 13032 files Rule 24f-2 notice for additional securities

FT 13032 has filed a Rule 24f-2 notice, signaling its intent to register more securities, impacting its position in the investment sector.

FT 13024 Files Notice to Register Additional Securities

FT 13024 has filed a notice under Rule 24f-2 to register additional securities, marking a significant move in the financial services sector.

FT 13011 Files Notice of Effectiveness for Registration

FT 13011 files a notice with the SEC regarding the effectiveness of its registration statement, marking a significant step in its investment management strategy.

FT 13018 files 24F-2NT to register additional securities

FT 13018 has filed a 24F-2NT notice, signaling its intent to register more securities, enhancing its capital-raising capabilities.

First Trust Exchange-Traded Fund IV Files Definitive Materials

First Trust Exchange-Traded Fund IV has filed definitive materials, indicating a new phase in its investment strategies and reflecting industry trends.

FT 13039 files Rule 24f-2 notice for additional securities

FT 13039 has filed a Rule 24f-2 notice, allowing for the registration of additional securities, reflecting a trend in the investment industry.

FT 13016 Files Notice to Register Additional Securities

FT 13016 has filed a notice under Rule 24f-2 to register additional securities, signaling growth potential in the investment management sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →