Clicky

Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

Summit Place Financial Advisors files quarterly 13F-HR report

Summit Place Financial Advisors, LLC has submitted its quarterly 13F-HR report, revealing key investment holdings as of September 30, 2026.

Lattice Strategies Trust Files Additional Proxy Materials

Lattice Strategies Trust has filed additional definitive proxy materials, signaling potential governance changes and impacting the investment management industry.

BRIA Capital Group files quarterly report on holdings

BRIA Capital Group, LLC has filed its quarterly report, detailing its institutional holdings as of December 31, 2025, impacting investment strategies in the sector.

Allspring Funds Trust Files Summary Prospectus for Fund

Allspring Funds Trust has filed a summary prospectus for its Alternative Risk Premia Fund, enhancing its investment offerings in the industry.

Allspring Funds Trust Files Post-Effective Amendment

Allspring Funds Trust files a post-effective amendment to its registration statement, effective November 1, 2026, signaling ongoing regulatory compliance.

Transamerica Series Trust Files Definitive Materials Update

Transamerica Series Trust files a definitive materials update, reflecting ongoing investment strategy adjustments and regulatory compliance.

Randolph Co Inc files quarterly 13F-HR report for Q3 2026

Randolph Co Inc has submitted its quarterly 13F-HR report, revealing its institutional holdings and investment strategies as of September 30, 2026.

Lattice Strategies Trust Files Additional Proxy Materials

Lattice Strategies Trust submits additional proxy materials, indicating significant upcoming shareholder decisions that may shape its investment strategy.

Christensen, King & Associates Files Quarterly Investment Report

Christensen, King & Associates Investment Services, Inc. files its quarterly investment report, revealing key holdings and strategies as of September 30, 2026.

American Century ETF Trust Files Definitive Materials Update

American Century ETF Trust has filed definitive materials to update investors on recent changes, signaling ongoing commitment to transparency.

Transamerica Series Trust Files New Summary Prospectus

Transamerica Series Trust has filed a new summary prospectus for its investment fund, reflecting ongoing transparency efforts in the investment management industry.

Destiny Tech100 files definitive proxy statement for vote

Destiny Tech100 Inc. files a definitive proxy statement, signaling important upcoming shareholder votes and a focus on corporate governance.

American Century ETF Trust Files New Summary Prospectus

American Century ETF Trust has filed a new summary prospectus, signaling updates to its investment offerings and commitment to transparency.

Ramsey Quantitative Systems Files Latest 13F-HR Report

Ramsey Quantitative Systems has filed its latest 13F-HR report, revealing key institutional holdings and investment strategies as of September 30, 2026.

Argyle Capital Partners files quarterly 13F-HR report

Argyle Capital Partners, LLC files its quarterly 13F-HR report, revealing investment holdings and strategies as of September 30, 2026.

iShares, Inc. files definitive materials for investment offerings

iShares, Inc. has filed definitive materials, highlighting its commitment to transparency in investment offerings and impacting the investment industry.

Aurelius Family Office files quarterly 13F-HR report

Aurelius Family Office LLC has submitted its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

Brandywine Oak Private Wealth files quarterly 13F-HR report

Brandywine Oak Private Wealth LLC has filed its quarterly 13F-HR report, revealing its investment holdings and strategies as of September 30, 2026.

LEDERER & ASSOCIATES submits latest quarterly investment report

LEDERER & ASSOCIATES INVESTMENT COUNSEL files its 13F-HR, revealing its investment strategy and holdings as of September 30, 2026.

L.K. Benson & Company Files Latest 13F-HR Report

L.K. Benson & Company, P.C. has filed its latest 13F-HR, revealing its investment strategies and holdings as of September 30, 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →