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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

GraniteShares ETF Trust Files Post-Effective Amendment

GraniteShares ETF Trust updates its registration statement with a post-effective amendment, signaling ongoing compliance in the investment sector.

GraniteShares ETF Trust Files New Post-Effective Amendment

GraniteShares ETF Trust has filed a new post-effective amendment, indicating updates to its investment offerings and adapting to market demands.

Stordahl Capital Management files quarterly report on holdings

Stordahl Capital Management, Inc. files its quarterly report, detailing investment holdings as of September 30, 2026, reflecting ongoing strategies in investment management.

Cogent Strategic Wealth LLC Files Quarterly 13F-HR Report

Cogent Strategic Wealth LLC has filed its 13F-HR report, revealing its investment holdings as of September 30, 2026, shedding light on its investment strategies.

Garrett Wealth Advisory Group files quarterly 13F-HR report

Garrett Wealth Advisory Group, LLC has filed its quarterly 13F-HR report, reflecting its investment holdings as of September 30, 2026.

KBC Fund Management files quarterly report for Q3 2026

KBC Fund Management Ltd. files its quarterly report, reflecting investment activities as of September 30, 2026, in the financial services sector.

West Financial Advisors files quarterly 13F-HR report

West Financial Advisors, LLC has submitted its quarterly 13F-HR report, revealing institutional holdings and investment strategies as of September 30, 2026.

Optimum Fund Trust Files Post-Effective Amendment for Funds

Optimum Fund Trust has filed a post-effective amendment to set a new effective date for its investment products, signaling strategic adjustments in the investment sector.

FT 13302 Files Certification of No Change in Definitive Materials

FT 13302 files a certification indicating no changes in definitive materials, signaling stability in its investment strategies.

IGC Pharma files definitive proxy statement for shareholders

IGC Pharma, Inc. has filed a definitive proxy statement, signaling potential governance changes and upcoming shareholder meetings.

Marion Wealth Management Files Latest 13F-HR Report

Marion Wealth Management submits its 13F-HR report, detailing investment holdings as of September 30, 2026, reflecting its asset management strategy.

Provident Investment Management files quarterly 13F-HR report

Provident Investment Management, Inc. files its quarterly 13F-HR report, revealing institutional holdings and investment strategies as of September 30, 2026.

Reyes Financial Architecture files quarterly 13F-HR report

Reyes Financial Architecture, Inc. files its quarterly 13F-HR report, providing insights into its institutional holdings as of September 30, 2026.

SMITH CHAS P & ASSOCIATES PA CPAS Files Latest 13F-HR Report

SMITH CHAS P & ASSOCIATES PA CPAS has filed its latest 13F-HR report, detailing its investment holdings as of September 30, 2026.

SBI Securities files quarterly report detailing holdings

SBI Securities Co., Ltd. files its quarterly report, revealing investment holdings and reflecting its strategies in the financial services sector.

E. Ohman J:or Asset Management AB Files Quarterly 13F-HR

E. Ohman J:or Asset Management AB provides its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026.

TRUST FOR PROFESSIONAL MANAGERS Files Monthly Portfolio Report

TRUST FOR PROFESSIONAL MANAGERS has submitted its monthly portfolio investments report, crucial for investor transparency and market assessment.

FFG Retirement Advisors files quarterly 13F-HR report

FFG Retirement Advisors LLC has submitted its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

William Marsh Rice University Files Latest 13F-HR Report

William Marsh Rice University submits its 13F-HR report, revealing its investment holdings and strategies as of September 30, 2026.

Cooke & Bieler LP files quarterly holdings report

Cooke & Bieler LP has filed its quarterly holdings report, providing insights into its investment strategies and potential industry impacts.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →