JCC Capital Markets, LLC has recently submitted its financial report for the period ending December 31, 2024. This filing is significant as it demonstrates the company's ongoing compliance with SEC regulations, particularly as a broker-dealer.

JCC Capital Markets is based in Laguna Niguel, California, and operates under the Central Index Key (CIK) number 0001429012. The company has a history of name changes, previously known as JCC Advisors, LLC and Pivotal Capital Solutions LLC. The latest filing, dated November 2, 2026, is part of its routine regulatory obligations.

The filing indicates that the company has maintained a clean operational record, with no material weaknesses reported. Mark Atchity, the CEO, signed the document, affirming the accuracy of the information provided.

This update may have implications for various stakeholders, including investors, clients, and regulatory bodies. As a broker-dealer, JCC Capital Markets plays a pivotal role in facilitating transactions and maintaining market integrity.

Looking ahead, the filing does not specify what actions will follow this submission, leaving stakeholders to anticipate future updates regarding the company's performance and regulatory compliance.

In the latest filing, JCC Capital Markets, LLC reported its Employer Identification Number (EIN) as 208980074, and it is incorporated in Texas. The fiscal year for the company ends on December 31st, which aligns with the reporting period covered in this submission.

The filing also includes details about the company's business address, which is located at 30011 Ivy Glenn Dr, Suite 220, Laguna Niguel, CA 92677, and their contact number is 949-485-1209. The contact person listed in the filing is Mark Atchity, who serves as the CEO.

Additionally, the filing identifies LMHS, PC as the company's certified public accountant, located at 80 Washington Street, Norwell, MA 03373. This underscores the importance of maintaining rigorous financial oversight and compliance with SEC regulations.

While the filing confirms that there are no material weaknesses reported, it does not provide specific financial metrics or performance indicators for the reporting period, leaving stakeholders without detailed insights into revenue, expenses, or net income for the year ending December 31, 2024.

Furthermore, the filing does not elaborate on any strategic initiatives or future plans that JCC Capital Markets may pursue following this regulatory submission, which could be of interest to investors and analysts monitoring the company's trajectory.