NHA Advisors, LLC has filed an amended application with the SEC, indicating updates regarding its municipal advisory operations. This filing is significant as it reflects the company's commitment to regulatory compliance and transparency.

The filing, made on November 2, 2026, is part of NHA Advisors' ongoing efforts to ensure its advisory services meet SEC regulations. The firm has been active in filing amendments, with the most recent prior submission dated May 14, 2026.

Background

NHA Advisors, LLC is a municipal advisory firm based in San Rafael, California. The company, which is incorporated in California, focuses on providing advisory services related to municipal finance. NHA Advisors has been registered with the SEC, holding the file number 868-04219. Its recent filings include several amendments to its application, showcasing its proactive approach to compliance.

What the Filing Says

The amended filing includes updates on the firm’s municipal advisory operations, specifically noting that it has only one advisory firm under its management. The application was signed by Kenneth McManus, who serves as the Senior Vice President at Alternative Regulatory Solutions LLC.

Impact

This filing may affect various stakeholders, including clients seeking municipal advisory services and competitors in the industry. By updating its application, NHA Advisors aims to reinforce its position in the market and ensure that its practices align with regulatory expectations.

What's Next

The filing does not say what happens next.