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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Sippican Capital Advisors files quarterly investment report

Sippican Capital Advisors has filed its quarterly report, detailing investment holdings as of September 30, 2026, impacting the asset management industry.

Del-Sette Capital Management files quarterly report on holdings

Del-Sette Capital Management, LLC has filed its quarterly report, revealing its investment holdings as of September 30, 2026.

Boyer Financial Services files quarterly 13F-HR report

Boyer Financial Services, Inc. submits its quarterly 13F-HR report, revealing institutional holdings and investment strategies as of September 30, 2026.

Vaughan & Co Securities files quarterly report on holdings

Vaughan & Co Securities, Inc. files its quarterly report detailing institutional holdings as of September 30, 2026, reflecting investment strategies.

Great Elm Group Files Definitive Proxy Statement for Shareholders

Great Elm Group files a definitive proxy statement, indicating governance changes and shareholder engagement efforts in the prepackaged software industry.

Constitution Capital LLC files quarterly 13F-HR report

Constitution Capital LLC submits its 13F-HR report, revealing investment holdings and strategies as of September 30, 2026, impacting market insights.

Citigroup files preliminary pricing supplement for debt offering

Citigroup Inc. files a preliminary pricing supplement for a new debt offering, reflecting ongoing capital management efforts in the banking sector.

Browning West Cayman Fund LP Amends Exempt Offering Notice

Browning West Cayman Fund LP files an amended notice of exempt offering, signaling ongoing investment efforts and compliance with regulations.

Wheeler Real Estate Investment Trust files definitive proxy statement

Wheeler Real Estate Investment Trust has filed a definitive proxy statement, signaling important governance changes and upcoming shareholder meetings.

Belton Curtis Files Form 144 for Proposed Securities Sale

Belton Curtis files Form 144, indicating a proposed sale of securities, reflecting strategic adjustments in the national commercial banks sector.

Mutual of America Life Insurance Co files 13F-NT report

Mutual of America Life Insurance Co has submitted its 13F-NT report, detailing its institutional investment activities as of September 30, 2026.

Tidal Trust II files definitive materials for new ETF

Tidal Trust II has submitted definitive materials for its Defiance AI & Power Infrastructure ETF, marking a significant step in the investment landscape.

Wheeler Real Estate Investment Trust Files Annual Report

Wheeler Real Estate Investment Trust, Inc. files its annual report, detailing financial performance and operations, impacting the real estate investment sector.

BCK Partners files quarterly 13F-HR report for Q3 2026

BCK Partners, Inc. submits its 13F-HR report for Q3 2026, showcasing its investment strategy and holdings.

ASTROTECH Corp Files Definitive Proxy Statement for Shareholders

ASTROTECH Corp has filed a definitive proxy statement, indicating upcoming shareholder meetings and potential governance changes.

Wheeler Real Estate Investment Trust files definitive proxy materials

Wheeler Real Estate Investment Trust has filed definitive additional proxy materials, signaling key developments for the company and the real estate sector.

ASTROTECH Corp files proxy materials for shareholder meeting

ASTROTECH Corp's SEC filing indicates upcoming shareholder engagement, impacting its strategic direction in the laboratory analytical instruments industry.

Tidal Trust II Files Definitive Materials for ETF Strategy

Tidal Trust II files definitive materials, signaling a proactive investment strategy in the ETF market, impacting industry competitors.

Leading Edge Financial Planning files quarterly 13F-HR report

Leading Edge Financial Planning LLC files its quarterly 13F-HR report, revealing investment holdings as of September 30, 2026, impacting the financial planning industry.

ASTROTECH Corp files annual report, outlines future strategy

ASTROTECH Corp's annual report underscores its commitment to transparency and strategy in the Laboratory Analytical Instruments sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →