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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Barton Don Files Form 144 for Proposed Sale of Securities

Barton Don's recent Form 144 filing indicates a proposed sale of securities, reflecting ongoing activities in the financial services sector.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for a new offering, reflecting its capital-raising efforts in the banking sector.

Gary M. Pfeiffer Files Form 144 for Proposed Securities Sale

Gary M. Pfeiffer has filed a Form 144 for a proposed sale of securities, indicating potential liquidity changes. This may impact the medical laboratory services industry.

ENDTX a Series of CGF2026 LLC Announces Exempt Offering

ENDTX a Series of CGF2026 LLC has filed a Form D for an exempt offering of securities, indicating a capital-raising initiative.

Lunai Bioworks files post-effective amendment to registration

Lunai Bioworks Inc. files a post-effective amendment to its registration statement, signaling strategic adjustments in the pharmaceutical sector.

Bank of Nova Scotia files new prospectus for securities offering

Bank of Nova Scotia files a new prospectus, indicating plans for a securities offering to raise capital and enhance liquidity.

UBS AG files prospectus for new securities offerings

UBS AG has filed a prospectus for new securities offerings, reflecting its strategy to strengthen its capital base in the National Commercial Banks sector.

Schwartz Investment Trust Files Definitive Materials for Funds

Schwartz Investment Trust has filed definitive materials for its Ave Maria funds, enhancing transparency and compliance in the investment sector.

Qubits Ventures Fund II amends securities offering details

Qubits Ventures Fund II, LP has amended its securities offering, reflecting a strategic move in the investment landscape. Learn more about the implications.

Citigroup files prospectus for new securities offering

Citigroup Inc. has filed a prospectus for a new securities offering, signaling strategic financial moves in the National Commercial Banks sector.

Power REIT Files Proxy Statement for Upcoming Shareholder Vote

Power REIT's latest filing outlines key governance updates and prepares for an upcoming shareholder vote, reflecting industry trends in transparency.

Citigroup files preliminary pricing supplement for debt offering

Citigroup Inc. files a preliminary pricing supplement for a new debt offering, signaling growth strategies in the National Commercial Banks sector.

Archon Partners files quarterly 13F-HR report for Q3 2026

Archon Partners LLC has filed its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

Anderson Hoagland & Co. Files Latest 13F-HR Report

Anderson Hoagland & Co. submits its 13F-HR report, revealing investment holdings as of September 30, 2026, highlighting its asset management strategy.

Citigroup Trust Files Latest Distribution Report for Investors

Citigroup Commercial Mortgage Trust 2014-GC25 submits its latest distribution report, highlighting ongoing activity in the asset-backed securities market.

ETF Opportunities Trust Removes Securities from Listing

ETF Opportunities Trust has filed to remove certain securities from listing, indicating strategic changes in its investment approach.

BofA Finance LLC Files Prospectus for Securities Offering

BofA Finance LLC has filed a prospectus to raise capital, signaling its strategic focus in the national commercial banking sector.

United Rentals files automatic shelf registration statement

United Rentals, Inc. has filed an automatic shelf registration statement, enhancing its capital-raising flexibility for future securities offerings.

BofA Finance LLC Files Prospectus for New Securities Offering

BofA Finance LLC has filed a prospectus for a new securities offering, reflecting trends in the national commercial banking sector.

Amanah Holdings Trust files quarterly 13F report

Amanah Holdings Trust has submitted its quarterly 13F-HR report, detailing its institutional investment holdings as of September 30, 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →