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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

OrthoIQ, Inc. announces exempt offering of securities

OrthoIQ, Inc. has filed a Form D for an exempt securities offering, indicating a strategic move to raise capital without public offering complexities.

Center for Wealth Management Advisory Files Latest 13F-HR Report

Center for Wealth Management Advisory has submitted its 13F-HR report, detailing investment holdings as of September 30, 2026, highlighting its financial strategies.

BranchOut Food Inc. files prospectus for securities offerings

BranchOut Food Inc. has filed a prospectus, signaling growth plans in the competitive Food and Kindred Products industry.

Leeward Investments files quarterly 13F-HR report

Leeward Investments, LLC submits its quarterly 13F-HR report, revealing key investment holdings and strategies as of September 30, 2026.

GS Finance Corp. Files Free Writing Prospectus for New Offering

GS Finance Corp. has filed a free writing prospectus, signaling a new offering that could impact the security brokers and dealers industry.

Rubicon Advisors files quarterly 13F report for Q3 2026

Rubicon Advisors, GP has submitted its 13F-HR filing, revealing its institutional holdings as of September 30, 2026, shedding light on investment trends.

K&F Growth Acquisition Corp. II Files Additional Proxy Materials

K&F Growth Acquisition Corp. II has filed additional definitive proxy materials, indicating ongoing efforts in the blank check industry.

BofA Finance LLC files prospectus for new capital offering

BofA Finance LLC has filed a prospectus indicating plans for a new capital offering, reflecting trends in the National Commercial Banks sector.

FactSet Research Systems files annual report detailing growth

FactSet Research Systems Inc. files its annual report, highlighting key financial insights and strategic direction in the data processing industry.

Gritstone Asset Management files quarterly holdings report

Gritstone Asset Management has submitted its quarterly report, detailing investment holdings as of September 30, 2026, reflecting its asset management strategies.

Tidal Trust II Files Definitive Materials for ETF

Tidal Trust II's recent filing signals a strategic move in the investment sector, focusing on the Nicholas Nuclear Income ETF.

Bank of Nova Scotia Files Prospectus for New Securities Offering

Bank of Nova Scotia's latest SEC filing reveals a new securities offering, indicating potential strategic shifts in the state commercial banking sector.

Bank of Montreal updates financial product terms in new filing

Bank of Montreal's latest filing outlines new terms for a financial product, impacting the commercial banking sector and competitors.

FT 13296 Files Certification of No Change in Definitive Materials

FT 13296 has filed a certification indicating no changes in its definitive materials, reflecting stability in its investment strategies.

Citigroup files preliminary pricing supplement for capital raise

Citigroup Inc. files a preliminary pricing supplement, indicating a capital raise strategy in the competitive national commercial banking sector.

Citigroup Commercial Mortgage Trust 2015-GC31 Reports Latest Distribution

Citigroup Commercial Mortgage Trust 2015-GC31 files its latest distribution report, highlighting ongoing operations in the asset-backed securities sector.

UBS AG Files New Prospectus to Enhance Capital Strategies

UBS AG's recent prospectus filing indicates a strategic move to enhance its capital offerings in the National Commercial Banks sector.

Bank of Nova Scotia files prospectus update for offerings

Bank of Nova Scotia has filed a new prospectus, potentially impacting its capital strategies and the state commercial banking sector.

Goldman Sachs files free writing prospectus for new offerings

Goldman Sachs Group Inc. has filed a free writing prospectus, signaling new financial offerings that could impact the security brokers and dealers industry.

iPower Inc. submits amended registration statement

iPower Inc. has filed an amended registration statement, reflecting changes in its capital structure and signaling strategic moves in the retail-building materials sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →