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Thursday, November 5, 2026

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Latest SEC filings as they come in

Citigroup files prospectus for securities offerings

Citigroup Inc. has filed a prospectus for securities offerings, reflecting its ongoing capital management strategy amid industry trends.

JPMorgan Chase Financial Co. files prospectus for new offerings

JPMorgan Chase Financial Co. LLC files a prospectus to enhance capital through new securities, impacting the National Commercial Banks sector.

Poehling Capital Management files latest 13F-HR report

Poehling Capital Management, INC. files its 13F-HR report, revealing investment holdings and strategic asset allocation as of September 30, 2026.

Legg Mason Partners Income Trust Files Monthly Portfolio Report

Legg Mason Partners Income Trust updates its monthly portfolio investments report, reflecting its asset strategies and commitment to transparency.

CMH Wealth Management files quarterly 13F-HR report

CMH Wealth Management LLC submits its 13F-HR report, revealing key investment holdings as of September 30, 2026, impacting the wealth management sector.

JPMorgan Chase Financial Co. announces new offering prospectus

JPMorgan Chase Financial Co. LLC files a prospectus for a new offering, indicating growth in capital-raising efforts within the national commercial banking sector.

MH Elite Portfolio of Funds Trust Files Fidelity Bond Update

MH Elite Portfolio of Funds Trust files a fidelity bond, emphasizing regulatory compliance within the investment sector. Filing details from October 22, 2026.

Five Iron UK Corp. Announces Exempt Offering of Securities

Five Iron UK Corp. has filed a Form D for an exempt securities offering, signaling a strategic move to raise capital without full SEC registration.

BofA Finance LLC Files New Prospectus for Securities Offering

BofA Finance LLC files a new prospectus, enhancing its capital-raising capabilities in the national commercial banks sector.

Clear Retirement Advice LLC files quarterly 13F-HR report

Clear Retirement Advice LLC has submitted its quarterly 13F-HR report, detailing its investment holdings as of September 30, 2026.

Mercedes-Benz Auto Lease Trust 2024-A Files Latest 10-D Report

Mercedes-Benz Auto Lease Trust 2024-A has filed its latest 10-D report, showcasing its operations in the asset-backed securities market.

Wells Fargo Finance files prospectus for new offering

Wells Fargo Finance LLC has filed a new prospectus, signaling a strategic move to enhance its capital structure in the competitive banking sector.

MAYS J W INC Files Definitive Proxy Statement for Shareholder Vote

MAYS J W INC has filed a definitive proxy statement, signaling upcoming shareholder votes on important corporate matters.

Crescent Grove Advisors reports $1.18B in holdings for Q3 2026

Crescent Grove Advisors reveals $1.18 billion in holdings as of September 30, 2026, showcasing its investment strategies and market positioning.

Foster Victor Wealth Advisors files 13F-HR for Q3 2026

Foster Victor Wealth Advisors, LLC reports over $2 billion in assets in its latest 13F-HR filing, revealing key investment positions as of September 30, 2026.

Hackett Group Files MA-A, Indicates Management Changes

Hackett Group, LLC has filed an MA-A form detailing management changes, signaling its commitment to compliance in municipal advisory services.

Cardinal Point Capital reports $1.8B in investment holdings

Cardinal Point Capital Management ULC files 13F-HR, revealing $1.8 billion in investments as of September 30, 2026, impacting the asset management landscape.

Legg Mason Partners Investment Trust Reports Financials

Legg Mason Partners Investment Trust reveals financial details in its latest NPORT-P filing, showcasing its asset management performance and market position.

Rezolute to Hold 2027 Annual Meeting for Key Shareholder Votes

Rezolute, Inc. announces its 2027 Annual Meeting for shareholders to vote on board elections and stock increase proposals, impacting the pharmaceutical industry.

Legg Mason Partners Income Trust Reports $2.39 Billion in Assets

Legg Mason Partners Income Trust reports $2.39 billion in assets and net assets of $2.28 billion, showcasing financial stability in the investment sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →