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Thursday, November 5, 2026

Breaking News

Latest SEC filings as they come in

Stoke Therapeutics files Form 144 for proposed securities sale

Stoke Therapeutics has filed a Form 144, indicating a proposed sale of securities, potentially affecting stakeholders and the pharmaceutical industry.

Mid-American Wealth Advisory Group reveals $286.6M in holdings

Mid-American Wealth Advisory Group, Inc. reports $286.6 million in holdings as of September 30, 2026, showcasing its investment strategy and transparency.

Capital City Trust Co/FL files latest 13F-HR report

Capital City Trust Co/FL has filed its 13F-HR report, detailing its investment holdings as of September 30, 2026, shedding light on its asset management strategies.

GS Mortgage Securities Trust 2018-GS10 Files ABS-EE Update

GS Mortgage Securities Trust 2018-GS10 has filed an ABS-EE, detailing updates on its commercial mortgage assets, impacting the asset-backed securities market.

Mercedes-Benz Auto Lease Trust 2024-B Reports Stable Performance

Mercedes-Benz Auto Lease Trust 2024-B's latest report shows stability in its asset-backed securities, with no repurchase requests during the period.

Alpha Teknova Announces Public Offering of 8 Million Shares

Alpha Teknova, Inc. announces a public offering of 8 million shares, aiming to raise $40 million for growth in the diagnostic sector.

Shade Tree Advisors reports $186.68M in latest 13F-HR filing

Shade Tree Advisors LLC's recent 13F-HR filing shows $186.68 million in investments, highlighting its strategy in the asset management sector.

K&F Growth Acquisition Corp. II Moves to Merge with Pearl

K&F Growth Acquisition Corp. II advances merger plans with Pearl, David's Bridal division, signaling potential shifts in the blank check company landscape.

UBS AG launches $5.865 million Airbag Autocallable Yield Notes

UBS AG announces a new offering of $5.865 million in Airbag Autocallable Yield Notes linked to CrowdStrike Holdings' stock, highlighting industry trends.

Third Coast Bancshares announces Q3 2026 financial results

Third Coast Bancshares, Inc. reports its Q3 2026 financial results, preparing for an investor call to discuss performance metrics.

UBS AG Launches Trigger Yield Notes Linked to Broadcom Stock

UBS AG introduces Trigger Yield Notes linked to Broadcom Inc. stock, offering unique investment opportunities with significant risks.

JPMorgan Chase Financial Co. LLC Files Pricing Supplement for Notes

JPMorgan Chase Financial Co. LLC has filed a pricing supplement for $1.106 million in Medium-Term Notes linked to the EURO STOXX 50 Index.

AQR International Small Cap Equity Fund Amends Offering Details

AQR International Small Cap Equity Fund updates its private offering, reflecting changes in the hedge fund industry. Details on the impact remain undisclosed.

UBS AG announces $870,000 Capped GEARS linked to Oracle

UBS AG has filed a pricing supplement for $870,000 in Capped GEARS linked to Oracle Corporation's stock, enhancing its offerings in the banking sector.

AFL CIO Housing Investment Trust Files Definitive Materials

AFL CIO Housing Investment Trust has filed definitive materials, impacting operations and investor relations in the investment sector.

Vest Financial Reports $9.5 Billion in Latest Holdings

Vest Financial, LLC reports $9.5 billion in holdings, showcasing its investment strategy in the financial services sector amid evolving market conditions.

Wealth Management Partners reveals $425.7M portfolio value

Wealth Management Partners, LLC disclosed a portfolio worth $425.7 million in its latest SEC filing, highlighting its investment strategy and market position.

UBS AG files pricing supplement for new yield notes

UBS AG has filed a pricing supplement for Trigger Autocallable Contingent Yield Notes linked to DocuSign, highlighting risks and market strategy.

AQR Offshore Multi-Strategy Fund XXIV amends offering details

AQR Offshore Multi-Strategy Fund XXIV, L.P. amends its offering details, indicating ongoing commitment to hedge fund strategy and significant investment amounts.

BNY Mellon Investment Funds V announces management change

BNY Mellon Investment Funds V, Inc. announces new portfolio managers for its Developed Markets Real Estate Securities Fund, effective October 31, 2026.

Financialist News Desk

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