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Thursday, November 5, 2026

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Latest SEC filings as they come in

Legg Mason Partners Income Trust Reports Latest NPORT-P Filing

Legg Mason Partners Income Trust's NPORT-P filing reveals $198 million in total assets, reflecting its commitment to transparency in the investment industry.

Legg Mason Partners Institutional Trust Reports Financial Results

Legg Mason Partners Institutional Trust reveals financial results with total assets of $416.4 million, emphasizing transparency and performance metrics.

GS Finance Corp. files preliminary pricing for new notes

GS Finance Corp. has filed a preliminary pricing supplement for autocallable notes, signaling its strategy to diversify financial products.

Legg Mason Partners Institutional Trust Reports NPORT-P Filing

Legg Mason Partners Institutional Trust's NPORT-P filing reveals $278.6 million in total assets, offering insights into its financial health and investment strategies.

Legg Mason Partners Institutional Trust Reports NPORT-P Filing

Legg Mason Partners Institutional Trust's latest NPORT-P filing reveals total assets of $91.4 million and net assets of $87.6 million, showcasing financial stability.

Diligent Investors reports $454.96 million in holdings

Diligent Investors, LLC reports $454.96 million in holdings as of September 30, 2026, reflecting its investment strategy and market positioning.

Cardinal Capital Management reveals Q3 holdings of $861 million

Cardinal Capital Management discloses its Q3 2026 holdings, totaling about $861 million, showcasing its investment strategy and market positioning.

Shayne & Jacobs reports $334.9M in latest holdings

Shayne & Jacobs, LLC reveals $334.9 million in holdings, showcasing investments in major companies like Apple and Amazon in its latest SEC filing.

Centennial Water Holdings Reports Private Offering Filing

Centennial Water Holdings, LLC files for a private offering under Rule 506(b) to raise capital, aiming to attract accredited investors.

Halter Ferguson Financial reveals $576.5M in holdings

Halter Ferguson Financial Inc. discloses $576.5 million in assets under management in its latest 13F filing, focusing on major tech investments.

Archimedes Tech SPAC Partners II Co. Removes Securities from Nasdaq

Archimedes Tech SPAC Partners II Co. has filed to delist its securities from Nasdaq, signaling a major change for the company and the blank check sector.

Obermeyer Wealth Partners reveals $2.5B in 13F-HR filing

Obermeyer Wealth Partners' recent 13F-HR filing shows over $2.5 billion in holdings, highlighting its investment strategy and portfolio diversification.

Palladius Income Fund amends offering, nears $200 million raised

Palladius Income Fund, LP amends its offering, nearing $200 million raised of a $300 million target, reflecting strong investor interest in the fund.

JPMorgan Chase Financial Co. files preliminary pricing supplement

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement indicating its ongoing efforts in the national commercial banking sector.

Legg Mason Partners Institutional Trust Files Monthly Report

Legg Mason Partners Institutional Trust has submitted its monthly portfolio investments report, detailing its holdings as of August 31, 2026.

Flavin Financial Services reports $185 million in holdings

Flavin Financial Services, Inc. reports over $185 million in holdings, reflecting its investment strategy and market positioning.

Wells Fargo Finance LLC Files Pricing Supplement for Notes

Wells Fargo Finance LLC files a pricing supplement for medium-term notes, highlighting its innovative financial strategy and commitment to the national banking sector.

AQR Managed Futures Fund II Amends Private Offering Terms

AQR Managed Futures Fund II, L.P. files an amendment to its private offering, reflecting ongoing fundraising efforts and compliance with SEC regulations.

Walmart announces C$5 billion bond offering to strengthen finances

Walmart Inc. has launched a C$5 billion bond offering, enhancing its financial position in the competitive retail variety store sector.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. has filed a preliminary pricing supplement for new medium-term senior notes, indicating a strategic funding move.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →