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Saturday, November 7, 2026

Breaking News

Latest SEC filings as they come in

Dimensional Fund Advisors Pte. Ltd. Files 13F-NT Update

Dimensional Fund Advisors Pte. Ltd. filed a 13F-NT, revealing changes in investment holdings as of September 30, 2026, impacting the investment management sector.

AZZAD Asset Management reports Q3 2026 holdings

AZZAD Asset Management Inc. reveals its Q3 2026 holdings with a total value exceeding $1.1 billion, reflecting its investment strategy.

Doroni Aerospace increases offering of Series Seed-3 stock

Doroni Aerospace, Inc. files an amendment to raise up to $75 million by increasing its Series Seed-3 Preferred Stock offering to 7,169,101 shares.

Bank of Nova Scotia Files Pricing Supplement for Notes

Bank of Nova Scotia files a pricing supplement for $6 million in Trigger Autocallable Notes, highlighting risks and market strategies.

PGIM ETF Trust files certification confirming unchanged prospectuses

PGIM ETF Trust confirms that its prospectuses and statements of additional information remain unchanged in a recent SEC filing, ensuring regulatory compliance.

Andina Bottling Co Inc. Releases Interim Financial Results

Andina Bottling Co Inc. reports its interim financial results, revealing key insights into its performance and the bottled drinks industry.

Cornerstone Partners Capital Management Reports Q3 Holdings

Cornerstone Partners Capital Management reveals Q3 2026 holdings valued at $45.1 million, showcasing its investment strategy in the asset management sector.

BofA Finance files pricing supplement for new yield notes

BofA Finance LLC announces a new contingent income buffered auto-callable yield notes, guaranteed by Bank of America Corporation, expanding its structured products.

Western Asset Intermediate Muni Fund seeks merger approval

Western Asset Intermediate Muni Fund Inc. files for stockholder approval to merge with Western Asset Managed Municipals Fund Inc., impacting the municipal fund industry.

GMO Trust Updates Shareholder Fees in Prospectus Supplement

GMO Trust updates shareholder fees for its funds, impacting investor costs and prompting industry review of fee structures.

Dimensional Fund Advisors LP reports Q3 2026 holdings

Dimensional Fund Advisors LP has filed its 13F-HR report, detailing its investment holdings as of September 30, 2026, reflecting its strategies in the investment management sector.

Toronto-Dominion Bank announces $335,000 note offering

Toronto-Dominion Bank files for $335,000 in Autocallable Contingent Interest Barrier Notes linked to CoreWeave, Chevron, and Eli Lilly stocks.

Toronto Dominion Bank Offers Callable Contingent Interest Notes

Toronto Dominion Bank files a pricing supplement for Callable Contingent Interest Barrier Notes, signaling a new investment opportunity in commercial banking.

BofA Finance unveils auto-callable notes linked to ETFs

BofA Finance LLC files a preliminary pricing supplement for new auto-callable notes linked to ETFs, signaling innovation in the banking sector.

GMO Trust Updates Shareholder Fees for Emerging Country Fund

GMO Trust revises shareholder fees for its GMO Emerging Country Debt Shares Fund, reflecting a trend towards transparency and cost-effectiveness in investment management.

Lakefront Biotherapeutics Announces ASH Presentation on Gamgertamig

Lakefront Biotherapeutics NV reveals plans for a poster presentation at the ASH Annual Meeting, showcasing promising data on gamgertamig for autoimmune diseases.

MindWalk Holdings Announces Multi-Year Agreement with Teva Australia

MindWalk Holdings Corp. partners with Teva Australia to enhance antibody-discovery workflows using AI technology, signaling a shift in the pharmaceutical industry.

Sequoia Mortgage Trust 2013-7 Reports Monthly Distribution

Sequoia Mortgage Trust 2013-7 announces its monthly distribution report for October 2026, indicating stability in asset-backed securities.

JPMorgan Chase Financial Co. files for new structured notes

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for new structured investment notes linked to major stock indices.

Columbia ETF Trust I files certification on fund prospectus

Columbia ETF Trust I confirms no changes to its fund prospectus in recent SEC filing, highlighting commitment to transparency in the investment management sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →