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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

Rigaku Holdings files for 50 million American Depositary Shares

Rigaku Holdings Corporation files for 50 million American Depositary Shares, aiming for growth in the international market.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC announces a new structured investment linked to the Nasdaq-100 Index, highlighting its commitment to innovative financial products.

Bank of Nova Scotia Announces $1.52M Note Offering

Bank of Nova Scotia files for $1.52M in autocallable notes linked to Russell 2000, enhancing its product offerings in the state commercial banking sector.

Bank of Nova Scotia Files Preliminary Pricing Supplement

Bank of Nova Scotia files a preliminary pricing supplement for new securities linked to the EURO STOXX 50 index, indicating a strategic move in investment offerings.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC announces a new structured investment offering, reflecting its strategic focus on diversifying securities in the finance industry.

UBS Commercial Mortgage Trust 2018-C9 Reports Latest Distribution

UBS Commercial Mortgage Trust 2018-C9 announces its latest distribution report, showing increased delinquencies and continued asset management.

JPMorgan Chase Financial Co. files for structured investments

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to the MerQube US Large-Cap Vol Advantage Index.

Cottonwood Communities raises $2 million through preferred stock

Cottonwood Communities, Inc. raises over $2 million through the sale of Series 2025 Preferred Stock, reflecting its strategy in the real estate investment trust sector.

BofA Finance LLC Issues $906,000 Callable Yield Notes

BofA Finance LLC has filed for $906,000 in callable yield notes linked to major indices, enhancing its financial offerings in the banking sector.

UBS Commercial Mortgage Trust 2017-C7 Reports Monthly Distribution

UBS Commercial Mortgage Trust 2017-C7 provides its monthly distribution report, detailing loan performance and delinquencies in the commercial mortgage sector.

Midland National Life Insurance files for new annuity offering

Midland National Life Insurance Company files a new registration statement for its LiveWell Elevate Registered Index-Linked Annuity, enhancing its product offerings.

Morgan Stanley Finance LLC Launches New Structured Securities

Morgan Stanley Finance LLC files a pricing supplement for Enhanced Trigger Jump Securities, signaling a strategic expansion in structured investments.

JPMorgan Chase Financial files for structured investment notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured notes linked to Micron Technology, signaling a strategic investment move.

UBS Commercial Mortgage Trust Reports Distribution and Losses

UBS Commercial Mortgage Trust 2018-C13 provides updates on its latest distribution and asset performance, highlighting key loss metrics for investors.

JPMorgan Chase Financial Co. files pricing supplement for notes

JPMorgan Chase Financial Co. LLC files a preliminary pricing supplement for structured investments linked to ETFs, showcasing innovation in the banking sector.

GS Finance Corp. issues $5.14 million in equity-linked notes

GS Finance Corp. announces $5.14 million in autocallable notes due 2028, backed by Goldman Sachs Group, highlighting innovation in the securities industry.

GS Finance Corp. Files Preliminary Pricing Supplement for Notes

GS Finance Corp. has filed a preliminary pricing supplement for its autocallable notes linked to the Nasdaq-100 Index, signaling innovation in financial products.

UBS Commercial Mortgage Trust 2017-C3 Files ABS-EE Report

UBS Commercial Mortgage Trust 2017-C3 files an ABS-EE report detailing its commercial mortgage-backed securities, reflecting trends in the asset-backed securities industry.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC announces a new offering of leveraged basket-linked notes, fully guaranteed by Bank of America Corporation, enhancing its product portfolio.

Morgan Stanley Finance LLC Files for New Structured Investment

Morgan Stanley Finance LLC has filed a preliminary pricing supplement for a new structured investment product, signaling its strategic focus on innovative financial solutions.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →