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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

Dippold Michael Files to Sell 14,317 Shares of Leonardo DRS

Michael Dippold of Leonardo DRS, Inc. files to sell 14,317 shares, following a stock vesting. The move reflects industry trends in aeronautical systems.

Citigroup Global Markets Unveils New Financial Product

Citigroup Global Markets Holdings Inc. announces a new financial product, signaling strategic growth in the securities market.

Citigroup Global Markets Holdings announces new securities offering

Citigroup Global Markets Holdings Inc. files a preliminary offering summary for new securities linked to S&P 500 and Russell 2000 indices, highlighting potential risks.

Morgan Stanley Files Free Writing Prospectus for New Notes

Morgan Stanley has filed a free writing prospectus for its MSAMP5 Step-Up Jump Notes, showcasing its commitment to innovative financial products.

Morgan Stanley Finance files prospectus for new notes

Morgan Stanley Finance LLC files a free writing prospectus for MSAMP5 Step-Up Jump Notes due November 30, 2033, signaling innovation in the securities market.

Morgan Stanley Files Free Writing Prospectus for New Securities

Morgan Stanley has filed a Free Writing Prospectus for SPXFP Trigger PLUS securities, due November 28, 2031, enhancing its investment offerings.

Morgan Stanley Finance LLC Files New Free Writing Prospectus

Morgan Stanley Finance LLC has filed a new free writing prospectus for a financial product linked to the S&P 500 Futures Excess Return Index.

JPMorgan Chase Financial Co. files for structured investment notes

JPMorgan Chase Financial Co. has filed a preliminary pricing supplement for structured investment notes linked to major stock indices, signaling product expansion.

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for structured investments linked to Alphabet Inc.'s stock, enhancing its investment offerings.

BofA Finance LLC announces $716,000 Digital Return Notes

BofA Finance LLC has filed for $716,000 in Digital Return Notes linked to major indices, showcasing its strategy to diversify financial products.

Citigroup files preliminary pricing supplement for new securities

Citigroup Inc. files a preliminary pricing supplement for securities linked to the Dow Jones and Russell 2000, aiming to attract investors in a competitive market.

Morgan Stanley Files Free Writing Prospectus for New Notes

Morgan Stanley announces new callable jump notes maturing in 2031, reflecting its strategy to diversify financial products in the competitive securities industry.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a Free Writing Prospectus for its Callable Jump Notes, signaling a strategic move to attract investors.

GS Finance Corp. files for $500,000 in new equity-linked notes

GS Finance Corp. has filed a registration statement for $500,000 in leveraged equity-linked notes due in 2027, backed by The Goldman Sachs Group, Inc.

Morgan Stanley launches new auto-callable notes offering

Morgan Stanley introduces MSAMP5 Step-Up Jump Notes, enhancing its product offerings in the competitive security brokers and dealers market.

Bank of Montreal unveils $6.58 million callable notes

Bank of Montreal files for $6.58 million callable barrier notes linked to major stock indices, signaling a strategic move in the commercial banking sector.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a free writing prospectus for new MSAMP5 Step-Up Jump Notes, highlighting its innovative approach in the finance sector.

Toronto Dominion Bank Issues New Capped Notes Linked to Index

Toronto Dominion Bank has launched capped notes linked to the Russell 2000 index, marking a significant move in the commercial banking sector.

de Verneuil Vanina sells shares of Vir Biotechnology, Inc.

de Verneuil Vanina sold 1,343 shares of Vir Biotechnology, Inc. as part of a restricted stock vesting, reflecting ongoing compensation practices in biotech.

Becker Private Equity Fund II LLC files new $20 million offering

Becker Private Equity Fund II LLC seeks to raise $20 million in a new offering, reflecting industry trends in pooled investment funds.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →