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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

Bank of Nova Scotia Files Preliminary Pricing Supplement

Bank of Nova Scotia announces a preliminary pricing supplement for Trigger Autocallable Notes, reflecting a strategic move in the state commercial banking sector.

Barclays Bank announces $35.8 million note offering

Barclays Bank PLC files for $35.8 million in callable step-down contingent coupon notes, reflecting a strategic move in commercial banking.

UBS AG files preliminary pricing supplement for new notes

UBS AG has filed a preliminary pricing supplement for its Barrier Market Linked Notes, linked to the SPDR Gold Trust, enhancing its product offerings.

Citigroup unveils new medium-term senior notes offering

Citigroup Inc. files a preliminary pricing supplement for medium-term senior notes, potentially offering higher yields and contingent coupon payments.

UBS AG Files Pricing Supplement for New Basket-Linked Notes

UBS AG has filed a pricing supplement for new notes linked to a basket of indices, signaling strategic diversification in the National Commercial Banks sector.

Bank of Montreal announces new Senior Medium-Term Notes offering

Bank of Montreal has filed a pricing supplement for new Senior Medium-Term Notes linked to major tech stocks, reflecting innovative strategies in commercial banking.

Bank of Montreal Announces Callable Barrier Notes Offering

Bank of Montreal introduces callable barrier notes linked to ETFs, targeting investors seeking contingent coupon payments and managing risks.

Bank of Montreal unveils new autocallable barrier notes

Bank of Montreal announces a new series of autocallable barrier notes linked to major stock indices, aiming to attract investors seeking contingent interest.

Morgan Stanley files free writing prospectus for new securities

Morgan Stanley has filed a free writing prospectus for new securities, impacting its financial strategy and the competitive landscape in the securities industry.

King Global Critical Minerals raises nearly $2.93 million in offering

King Global Critical Minerals Inc. files to raise nearly $2.93 million, signaling growth intentions in the critical minerals sector.

Citigroup Global Markets files for new securities linked to indices

Citigroup Global Markets Holdings Inc. has filed a preliminary pricing supplement for new securities linked to major stock indices, signaling strategic growth.

Bank of Montreal announces $875,000 Digital Return Notes offering

Bank of Montreal files for $875,000 offering of Digital Return Barrier Notes linked to major indices, signaling innovation in commercial banking.

MoFlo Acquisitions raises $587.49 million in private offering

MoFlo Acquisitions, Inc. has raised $587.49 million through a private offering, setting the stage for future growth in the competitive private equity sector.

Morgan Stanley Finance LLC Announces New Auto-Callable Securities

Morgan Stanley Finance LLC has filed a Free Writing Prospectus for new auto-callable securities linked to major indices, signaling a strategic expansion.

Morgan Stanley Files Free Writing Prospectus for New Securities

Morgan Stanley has filed a Free Writing Prospectus for new contingent income auto-callable securities linked to major indices, signaling innovation in the sector.

Royal Bank of Canada issues $5.68M market-linked notes

Royal Bank of Canada has filed for $5.68 million in market-linked notes linked to the Dow Jones Industrial Average, enhancing its offerings in the commercial banking sector.

Swan Charlie Opportunity Fund seeks $9.9M in debt offering

Swan Charlie Opportunity Fund, LLC files to raise $9.9 million in debt securities, opening opportunities for non-accredited investors.

Citigroup files preliminary pricing supplement for new notes

Citigroup Inc. files a preliminary pricing supplement for Medium-Term Senior Notes, reflecting its strategy in the national commercial banking sector.

Morgan Stanley Files Free Writing Prospectus for New Securities

Morgan Stanley has filed a free writing prospectus for SPX Dual Directional Buffered Participation Securities, showcasing its innovative approach in the securities market.

Morgan Stanley Finance LLC Files Free Writing Prospectus

Morgan Stanley Finance LLC has filed a free writing prospectus for its SPX Dual Directional Buffered Participation Securities, signaling new investment opportunities.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →