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Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

Clement David P Sells 5,000 Shares of Vulcan Materials

Clement David P files to sell 5,000 shares of Vulcan Materials, valued at approximately $1.44 million, reflecting ongoing trading activity.

Zscaler officer Adam Geller files to sell 1,041 shares

Adam Geller of Zscaler, Inc. files to sell 1,041 shares, valued at $247,758, following recent stock sales as part of liquidity strategies.

Morgan Stanley Finance LLC Files New Securities Offering

Morgan Stanley Finance LLC has filed a free writing prospectus for new securities, signaling continued activity in the financial markets.

Merck Officer David Michael Williams Files to Sell Shares

David Michael Williams of Merck & Co. files to sell 21,359 shares valued at $3.18 million, reflecting ongoing trends in executive stock sales.

Chapman Steven Leonard to Sell Shares of Natera, Inc.

Chapman Steven Leonard files to sell 2,866 shares of Natera, Inc., valued at over $1.19 million, reflecting ongoing insider stock sales.

GS Finance Corp. Files for $400K Callable Notes Offering

GS Finance Corp. has filed a registration for $400,000 in callable contingent coupon notes linked to the VanEck Semiconductor ETF, enhancing its product offerings.

Bushman reports increase in Bio-Techne Corp shares ownership

Julie L. Bushman increases her stake in Bio-Techne Corp by acquiring 2,750 shares, now owning 11,525 shares total, reflecting confidence in the life sciences sector.

JPMorgan Chase Financial Co. LLC Files for New Securities

JPMorgan Chase Financial Co. LLC has filed a preliminary pricing supplement for new market-linked securities, indicating ongoing innovation in financial products.

Sheena Jonathan Files to Sell Shares of Natera, Inc.

Sheena Jonathan files to sell 108 shares of Natera, Inc., reflecting ongoing trading activity in the medical laboratories sector.

Barclays Bank announces new contingent income securities

Barclays Bank PLC files for new contingent income callable securities, reflecting trends in the commercial banking sector and potential risks for investors.

GS Finance Corp. Files Pricing Supplement for Callable Notes

GS Finance Corp. has filed a preliminary pricing supplement for callable S&P 500 index-linked notes, guaranteed by The Goldman Sachs Group, Inc.

Cowan Elvia files to sell 3,000 shares of Vaxcyte, Inc.

Cowan Elvia has filed to sell 3,000 shares of Vaxcyte, Inc., indicating ongoing activity in the biological products sector.

Raj Kapoor Files to Sell 2,500 Shares of Wingstop Inc.

Raj Kapoor has filed to sell 2,500 shares of Wingstop Inc., reflecting changes in executive compensation in the retail-eating places sector.

WhiteHawk Minerals Corp. Updates Registration Statement

WhiteHawk Minerals Corp. files a prospectus supplement to update its registration statement, indicating strategic adjustments in its capital structure.

Morgan Stanley Files Free Writing Prospectus for Notes

Morgan Stanley has filed a Free Writing Prospectus for market-linked notes, indicating strategic moves in the security brokers and dealers sector.

Ghamsari Nima Files to Sell 22,322 Shares of Blend Labs

Ghamsari Nima has filed to sell 22,322 shares of Blend Labs, Inc., valued at approximately $25,784, reflecting ongoing executive stock activity.

Citigroup files preliminary pricing for new securities offering

Citigroup Inc. has filed a preliminary pricing supplement for new securities linked to the Russell 2000 and S&P 500 indices, signaling innovation in banking.

Lange Philo Brendy Files to Sell 3,976 Shares of Dow Inc.

Lange Philo Brendy has filed to sell 3,976 shares of Dow Inc., reflecting a significant transaction in the plastics and materials sector.

Axis Capital Director Henry Blackburn Smith to Sell Shares

Henry Blackburn Smith of Axis Capital plans to sell 4,893 shares of common stock, reflecting ongoing changes in executive stock holdings.

Citigroup Global Markets announces new securities linked to indices

Citigroup Global Markets Holdings Inc. files update on new securities linked to Russell 2000 and S&P 500 indices, signaling innovation in financial products.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →