Clicky

Monday, November 2, 2026

Capital

Debt, credit, buybacks, and stock sales

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC files a pricing supplement for new contingent income auto-callable securities linked to NVIDIA stock, enhancing their investment offerings.

Sijbrandij Sytse to Sell 348,600 Shares of GitLab Inc.

Sijbrandij Sytse plans to sell 348,600 shares of GitLab Inc., valued at $18.4 million, reflecting ongoing insider trading activities.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for new structured investment securities, enhancing its offerings in the securities market.

UBS AG Files Pricing Supplement for $3.75M Securities

UBS AG has filed a pricing supplement for $3.75 million in contingent income auto-callable securities linked to Boeing's stock, expanding its investment offerings.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC files a pricing supplement for new callable contingent income securities, enhancing its investment offerings in a competitive market.

Treasure Global Inc. files prospectus to raise $10 million

Treasure Global Inc. aims to raise $10,085,000 through a new stock offering, signaling growth plans in the competitive business services sector.

Guidewire Software Officer John Mullen Files to Sell Shares

John P. Mullen of Guidewire Software has filed to sell 5,400 shares. This reflects ongoing executive trading in the prepackaged software sector.

BofA Finance LLC files to issue $350,000 callable yield notes

BofA Finance LLC seeks to issue $350,000 in callable yield notes, guaranteed by Bank of America, signaling a strategic move in the banking sector.

Bank of Nova Scotia Files Pricing Supplement for Securities

Bank of Nova Scotia has filed a pricing supplement for $15.78 million in enhanced trigger jump securities linked to Micron Technology's stock performance.

BofA Finance LLC Files Pricing Supplement for New Notes

BofA Finance LLC has filed a pricing supplement for its new contingent income auto-callable yield notes, linked to major indices, guaranteed by Bank of America.

VO-0923 Fund I completes $500,000 private offering

VO-0923 Fund I raises $500,000 in a successful private offering, signaling positive trends in venture capital fundraising.

ProShares Trust Requests Withdrawal of Fund Registration

ProShares Trust has requested the withdrawal of its registration for the ProShares Ultra GigaDevice Fund, signaling a strategic shift in its offerings.

Bank of Nova Scotia Files Pricing Supplement for New Investment

Bank of Nova Scotia announces a new structured investment product, reflecting innovation in the State Commercial Banks sector and enhancing its market offerings.

Morgan Stanley Finance LLC Files Pricing Supplement for New Securities

Morgan Stanley Finance LLC has filed a pricing supplement for structured investments, indicating a strategic move in the securities market.

Oxford Park Income Fund reveals results of tender offer

Oxford Park Income Fund, Inc. announces final results of its tender offer, reflecting its commitment to shareholder value through share repurchase.

FPM Station seeks $7.5 million in new equity offering

FPM Station, LLC files with SEC to raise $7.5 million through equity, reflecting a trend in real estate funding strategies.

Clover Health officer Jamie Reynoso files to sell stock

Jamie Reynoso of Clover Health Investments filed to sell 4,066 shares, reflecting ongoing stock activity in the healthcare sector.

JPMorgan Chase Financial Co. announces new structured notes

JPMorgan Chase Financial Co. LLC unveils a new structured investment linked to major stock indices, signaling growth in the national commercial banking sector.

GS Finance Corp. Files Preliminary Pricing Supplement for Notes

GS Finance Corp. has filed a preliminary pricing supplement for new autocallable notes linked to ETFs, signaling innovation in the security brokerage sector.

Ares Senior Direct Lending Fund IV Files New Offering

Ares Senior Direct Lending Fund IV Rated Notes Feeder LLC files a new offering under SEC Regulation D, signaling a push for capital through debt securities.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →