Fidelity Management & Research (Japan) Ltd has filed a 13F Notice with the SEC, detailing changes in its investment holdings as of September 30, 2024. This filing is significant as it provides insights into the firm's investment strategy and compliance with regulatory requirements.

Background

Fidelity Management & Research (Japan) Ltd, identified by CIK 0001723021, operates under the entity type of 'other.' The company is part of the investment management sector and has been active in filing various forms with the SEC, including multiple 13F Notices. Its recent filings demonstrate a commitment to transparency and adherence to SEC regulations.

What the Filing Says

The filing, accession number 0001723021-26-000018, indicates that Fidelity Management & Research (Japan) Ltd submitted a 13F Notice as of November 5, 2026, reflecting changes effective from September 30, 2024. The document outlines the firm's investment management activities and includes information about other managers, such as FMR LLC.

Impact

This filing may affect various stakeholders, including investors, regulators, and competitors within the investment management industry. By disclosing its holdings, Fidelity Management & Research (Japan) Ltd provides valuable information that can influence market perceptions and competitive dynamics.

What's Next

The filing does not say what happens next.

Filing Details

The filing was submitted under the SEC Act of 1934, with a filing number of 028-18351 and a film number of 261525414. It is categorized as a 13F Notice, which is a specific type of filing used by institutional investment managers to disclose their equity holdings.

Company Information

Fidelity Management & Research (Japan) Ltd is headquartered at Kamiyacho Prime Place in Minato-ku, Tokyo, with a business phone number of +81-3-4560-5800. Additionally, the company has a mailing address in Boston, Massachusetts, indicating its operational presence in both Japan and the United States.

Management and Compliance

Stephanie J. Brown serves as the Chief Compliance Officer for Fidelity Management & Research Co, underscoring the firm's commitment to regulatory compliance. The signature block of the filing indicates that she signed the document on November 5, 2026, further establishing the timeline of the filing process.

Other Managers

The filing also mentions FMR LLC as another manager associated with Fidelity Management & Research (Japan) Ltd, identified by CIK 0000315066 and with its own 13F filing number of 028-00451. This highlights the interconnectedness of investment management entities within the Fidelity organization.

Omitted Information

The filing does not provide specific details about the changes in investment holdings, such as the types of securities held or the value of those holdings. Additionally, it does not include any strategic insights or commentary on market conditions impacting the firm's investment decisions.