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Monday, November 2, 2026

Breaking News

Latest SEC filings as they come in

BMO 2024-C9 Mortgage Trust Reports Monthly Distribution

BMO 2024-C9 Mortgage Trust announces its latest distribution report, indicating stable performance in the asset-backed securities market.

Wells Fargo Finance files preliminary pricing supplement

Wells Fargo Finance LLC has filed a preliminary pricing supplement for its Medium-Term Notes, Series B, linked to the Russell 2000 Index.

American Legacy Storage Fund amends offering details

American Legacy Storage Fund, LLC updates its offering details in a recent SEC filing, revealing $2.95 million raised and a focus on the commercial sector.

EA Series Trust Certifies Unchanged Prospectus in Filing

EA Series Trust confirms unchanged prospectus in recent SEC filing, highlighting compliance with regulatory standards in the investment industry.

GS Finance Corp. Files Preliminary Pricing Supplement for Notes

GS Finance Corp. has filed a preliminary pricing supplement for new leveraged notes linked to the S&P 500 index, enhancing its market position.

EA Series Trust Files 497J Certifying Prospectus Consistency

EA Series Trust files a 497J form certifying no changes in its prospectus, indicating stability in its investment offerings.

Wolverine Asset Management reports $14.8 billion in holdings

Wolverine Asset Management's latest filing reveals over $14.8 billion in assets, showcasing its strategic investments across major companies.

BMO 2025-5C9 Mortgage Trust Files ABS-EE for Securities

BMO 2025-5C9 Mortgage Trust files an ABS-EE form, detailing commercial mortgage-backed securities and their performance metrics.

Bridge Builder Trust confirms unchanged prospectuses for funds

Bridge Builder Trust certifies its fund prospectuses remain unchanged, signaling stability in its investment offerings amidst a competitive landscape.

Kazazian Asset Management reports $114 million in holdings

Kazazian Asset Management discloses its holdings worth over $114 million as of September 30, 2026, highlighting investments in major companies.

BMO 2024-5C3 Mortgage Trust Updates on Commercial Mortgages

BMO 2024-5C3 Mortgage Trust files an update on its commercial mortgage-backed securities, reflecting ongoing activity in the asset-backed securities sector.

WebsterRogers Financial Advisors reports $379.46M in assets

WebsterRogers Financial Advisors disclosed $379.46 million in assets in its latest filing, revealing key investment strategies and major holdings.

Wells Fargo Finance LLC Files Preliminary Pricing Supplement

Wells Fargo Finance LLC files a preliminary pricing supplement for market-linked securities, indicating ongoing product diversification efforts.

Demski David M acquires 60,000 shares of Alphatec Holdings

Demski David M has acquired 60,000 shares of Alphatec Holdings, signaling confidence in the company and impacting the surgical instruments industry.

Bank of Nova Scotia Issues Accelerated Return Notes

The Bank of Nova Scotia has filed to issue Accelerated Return Notes linked to the Vanguard Morningstar Growth ETF, reflecting a trend in complex financial products.

SROA Capital Fund X amends offering to attract investments

SROA Capital Fund X (Parallel A), LP files an amendment to its offering, signaling ongoing fundraising efforts in the pooled investment fund sector.

BofA Finance LLC Announces Auto-Callable Return Notes

BofA Finance LLC has filed a pricing supplement for Auto-Callable Return Notes linked to the S&P 500 Index, expanding its product offerings.

BMO 2024-5C7 Mortgage Trust Files ABS-EE for Commercial Mortgages

BMO 2024-5C7 Mortgage Trust files ABS-EE, detailing commercial mortgage assets, impacting the asset-backed securities market.

GC Wealth Management RIA files 13F-HR for Q3 2026

GC Wealth Management RIA, LLC files its 13F-HR report for Q3 2026, revealing over $2 billion in assets and key holdings in major companies.

FengHe Fund Management reveals Q3 holdings in SEC filing

FengHe Fund Management's latest SEC filing shows significant investments in top tech companies, indicating its strategic focus on technology.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →