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Monday, November 2, 2026

Breaking News

Latest SEC filings as they come in

Bank of Nova Scotia Issues $862,000 in New Notes

Bank of Nova Scotia announces $862,000 in new autocallable notes linked to the MSCI Emerging Markets Index, diversifying its product offerings.

Morgan Stanley Finance LLC Launches New Structured Investment Product

Morgan Stanley Finance LLC files a preliminary pricing supplement for a new structured investment product, enhancing its offerings in the financial services sector.

Morgan Stanley Finance LLC Files Preliminary Pricing Supplement

Morgan Stanley Finance LLC files a preliminary pricing supplement for Enhanced Trigger Jump Securities linked to NVIDIA stock, expanding its structured investment offerings.

Brown Miller Wealth Management Reports $410.5M in Holdings

Brown Miller Wealth Management's latest SEC filing reveals $410.5 million in holdings, showcasing its investment strategy and industry positioning.

Equitable America to Liquidate ProFund VP Bear Portfolio in 2027

Equitable America Variable Account A announces the liquidation of the ProFund VP Bear Portfolio, affecting policyholders and the investment landscape.

Wells Fargo files term sheet for new market-linked securities

Wells Fargo has filed a term sheet for market-linked securities, signaling a strategic move to enhance its product offerings in the financial sector.

Bank of Nova Scotia Files for New Investment Securities

Bank of Nova Scotia has filed a free writing prospectus for its new investment securities linked to SpaceX, showcasing innovation in the banking sector.

Equitable America to Liquidate ProFund VP Bear Portfolio

Equitable America Variable Account A announces the liquidation of the ProFund VP Bear Portfolio, effective April 23, 2027, impacting investors.

Northland Securities Reports $170M in Investments in 13F-HR

Northland Securities, Inc. reveals over $170 million in investments in its latest 13F-HR filing, showcasing a diverse portfolio in the financial services sector.

JPMorgan Chase Financial Co. unveils new structured notes

JPMorgan Chase Financial Co. LLC files a pricing supplement for new structured investment notes, signaling a strategic expansion in its product offerings.

JPMorgan Chase Financial Co. files pricing supplement for $1.8M

JPMorgan Chase Financial Co. LLC files a pricing supplement for $1.8 million in structured investments, signaling a focus on innovative financial products.

Wells Fargo Finance LLC Files New Term Sheet for Securities

Wells Fargo Finance LLC has filed a term sheet for market-linked securities, signaling a strategic move in the financial services industry.

Equitable America Variable Account A to Liquidate ProFund VP Bear

Equitable America Variable Account A announces the liquidation of the ProFund VP Bear Portfolio, effective April 23, 2027, impacting variable annuity investors.

Morgan Stanley Finance unveils market-linked notes due 2030

Morgan Stanley Finance LLC has filed for market-linked notes due November 29, 2030, impacting the security brokers and dealers industry.

Equitable America to Liquidate ProFund VP Bear Portfolio

Equitable America Variable Account A announces liquidation of ProFund VP Bear Portfolio effective April 23, 2027, affecting variable annuity investors.

Morgan Stanley Finance LLC Files New Structured Investment Product

Morgan Stanley Finance LLC announces a new structured investment product, the Trigger PLUS due November 28, 2031, focusing on market performance.

Talcott Resolution Life Insurance Co updates on fund conversion

Talcott Resolution Life Insurance Co Separate Account 11 announces the conversion of the Hartford International Equity Fund into an ETF, affecting investors.

Talcott Resolution updates on Hartford Fund conversion

Talcott Resolution Life Insurance Co Separate Account 11 updates its prospectus on the Hartford International Equity Fund's conversion into an ETF.

JPMorgan Chase Financial Co. files pricing supplement for $1.36B

JPMorgan Chase Financial Co. has filed a pricing supplement for structured investments worth $1.36 billion, enhancing its offerings in the banking sector.

Equitable America to Liquidate ProFund VP Bear Portfolio

Equitable America Variable Account A announces the liquidation of the ProFund VP Bear Portfolio, affecting variable annuity investors.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →