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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

FT 12284 files notice of effectiveness under Rule 24f-2

FT 12284 announces the effectiveness of its registration under Rule 24f-2, marking a significant compliance milestone for the company.

FT 12270 Files 24F-2NT to Register Additional Securities

FT 12270 has filed a 24F-2NT notice to register more securities, indicating growth potential in the investment management industry.

FT 12259 Files Annual Securities Registration Notice

FT 12259 has filed a notice regarding its annual securities registration, reflecting ongoing compliance with SEC regulations.

FT 12246 Files Rule 24f-2 Notice for Additional Securities

FT 12246 has filed a Rule 24f-2 notice, signaling growth potential and increased activity in the investment sector.

North Capital Funds Trust Files Definitive Proxy Statement

North Capital Funds Trust has filed a definitive proxy statement, signaling important governance matters for shareholders. Read more about the implications.

Valen Private Capital files quarterly report on holdings

Valen Private Capital, LLC's latest quarterly report reveals its investment strategy and portfolio adjustments as of September 30, 2026.

ABC Arbitrage Asset Management Files Quarterly Report

ABC Arbitrage Asset Management has submitted its quarterly report, detailing investment positions as of September 30, 2026, impacting the asset management industry.

LCM Capital Management files latest 13F-HR report

LCM Capital Management Inc has submitted its 13F-HR report, revealing its investment holdings and strategies as of September 30, 2026.

FT 12248 Files Rule 24f-2 Notice for Securities Registration

FT 12248 has filed a Rule 24f-2 notice, indicating its registration of securities for sale, impacting the investment management industry.

FT 12257 Files Rule 24f-2 Notice for Additional Securities

FT 12257 has filed a Rule 24f-2 notice, signaling plans to register more securities, which could enhance its capital-raising efforts.

FT 12266 Files Rule 24f-2 Notice for Additional Securities

FT 12266 has filed a notice under Rule 24f-2, allowing for the registration of additional securities, marking a significant move in the investment industry.

FT 12335 Files Rule 24f-2 Notice for Compliance

FT 12335 has filed a notice under Rule 24f-2, reflecting compliance with securities regulations. This move is significant for the investment industry.

Renaissance Capital files quarterly report on holdings

Renaissance Capital LLC files its quarterly report detailing institutional holdings as of September 30, 2026, highlighting investment strategies and market positioning.

FT 12264 files Rule 24f-2 notice for regulatory compliance

FT 12264 has filed a Rule 24f-2 notice, a significant regulatory update that impacts compliance within the investment industry.

FT 12244 Files Notice of Effectiveness with SEC

FT 12244 has filed a notice with the SEC indicating the effectiveness of its registration statement, reflecting ongoing compliance with regulatory requirements.

FT 12263 Files Notice for Additional Securities Registration

FT 12263 has filed a notice to register additional securities, signaling growth in the investment management sector.

FT 12345 files Rule 24f-2 notice for additional securities

FT 12345 has filed a Rule 24f-2 notice, signaling intentions to register more securities, reflecting growth strategies in the investment management sector.

FT 12261 Files Rule 24f-2 Notice for Securities Registration

FT 12261 submits a Rule 24f-2 notice, ensuring compliance with SEC regulations for securities registration, reflecting its commitment to transparency.

FT 12278 Files 24F-2NT Notice with SEC

FT 12278 has submitted a 24F-2NT notice to the SEC, marking a key regulatory update for the company and the industry.

Valicenti Advisory Services files quarterly 13F-HR report

Valicenti Advisory Services Inc. files its quarterly 13F-HR report, revealing investment holdings and strategies as of September 30, 2026.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →