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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

FT 12280 Files Rule 24f-2 Notice for Additional Securities

FT 12280 has filed a Rule 24f-2 notice, indicating its intent to register additional securities, impacting the investment management industry.

FT 12247 Files Notice of Effectiveness for Registration Statement

FT 12247 has filed a notice regarding the effectiveness of its registration statement, indicating ongoing compliance with SEC regulations.

Hartford Funds Exchange-Traded Trust Files Rule 24f-2 Notice

Hartford Funds Exchange-Traded Trust files a Rule 24f-2 notice, signaling its commitment to maintaining investment offerings in the competitive ETF market.

Putnam Funds Trust Files Definitive Materials Update

Putnam Funds Trust has filed definitive materials, impacting its investment strategy and compliance in the mutual fund industry.

Federated Hermes Files 24F-2NT Notice for Additional Securities

Federated Hermes Money Market Obligations Trust files a 24F-2NT notice, signaling an increase in its investment offerings.

FT 12237 Files Notice to Register Additional Securities

FT 12237 has filed a notice under Rule 24f-2 to register additional securities, signaling growth in its financial offerings.

Arch Global Advisors files quarterly 13F-HR report

Arch Global Advisors, LLC files its 13F-HR report, revealing investment holdings and strategies as of September 30, 2026.

FT 12224 Files Notice of Effectiveness for Securities Sale

FT 12224's recent filing indicates the effectiveness of a registration statement, allowing for potential additional securities sales.

FT 12219 Files Notice of Effectiveness Under Rule 24f-2

FT 12219 files a notice of effectiveness under Rule 24f-2, indicating strategic moves in the investment management industry.

FT 12236 Files Rule 24f-2 Notice for Additional Securities

FT 12236 has filed a Rule 24f-2 notice, signaling an intent to register additional securities as part of its growth strategy.

FT 11776 Files Notice for Additional Securities Registration

FT 11776 has filed a notice to register additional securities, signaling growth and adaptation in the investment industry.

FT 12227 Files Rule 24f-2 Notice for Additional Securities

FT 12227 has filed a Rule 24f-2 notice, indicating plans to register additional securities, reflecting proactive market engagement.

Allspring Utilities & High Income Fund Files Definitive Proxy

Allspring Utilities & High Income Fund files a definitive proxy statement, signaling important governance updates for shareholders and the investment industry.

Udine Wealth Management files quarterly report on holdings

Udine Wealth Management, Inc. files its latest quarterly 13F-HR report, revealing investment holdings as of September 30, 2026.

FT 12239 Files Notice Under Rule 24f-2 for Compliance

FT 12239 files a compliance notice under Rule 24f-2, reflecting its commitment to regulatory standards in the investment sector.

Schaeffer Financial LLC files 13F-HR report for Q3 2026

Schaeffer Financial LLC has submitted its 13F-HR report, revealing its institutional holdings as of September 30, 2026, impacting the financial services sector.

FT 12240 Files Rule 24f-2 Notice of Effectiveness

FT 12240 has filed a notice under Rule 24f-2, indicating compliance with SEC regulations and signaling ongoing operations in the investment management sector.

FT 12217 Files Notice Under Rule 24f-2 for Compliance

FT 12217 submits a notice under Rule 24f-2, emphasizing regulatory compliance and transparency in the financial services sector.

FT 11779 Files Rule 24f-2 Notice for Additional Securities

FT 11779 has filed a Rule 24f-2 notice, indicating plans for additional securities registration, impacting the investment management sector.

FT 11778 files Rule 24f-2 notice for additional securities

FT 11778 has filed a Rule 24f-2 notice to register additional securities, enhancing its capital flexibility in the evolving investment landscape.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →