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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

FT 11720 Files Rule 24f-2 Notice for Additional Securities

FT 11720 has filed a notice under Rule 24f-2 to register additional securities, signaling growth and proactive capital management.

FT 11766 Files 24F-2NT Notice for Additional Securities

FT 11766 has filed a 24F-2NT notice, indicating plans to register additional securities, reflecting trends in the financial services sector.

FT 11690 files 24F-2NT notice for securities registration

FT 11690 has filed a 24F-2NT notice, indicating the effectiveness of a registration statement for its securities, reflecting ongoing compliance with SEC regulations.

FT 11684 Files Rule 24f-2 Notice with SEC

FT 11684 has filed a Rule 24f-2 notice, marking a significant regulatory update. This move impacts the financial services sector and its compliance landscape.

Lattice Strategies Trust files notice for additional shares

Lattice Strategies Trust has filed a notice for additional shares, signaling its ongoing investment strategies and potential impact on the investment management sector.

Allianz Polska files quarterly report on investment holdings

Allianz Polska has submitted its quarterly report, revealing investment holdings as of September 30, 2026, providing insights into its asset management strategies.

FT 11729 Files Rule 24f-2 Notice for Securities Offering

FT 11729 has filed a Rule 24f-2 notice, allowing for the continued offering of its securities, reflecting compliance in the financial services industry.

Register Financial Advisors files quarterly 13F-HR report

Register Financial Advisors LLC has filed its quarterly 13F-HR report, revealing its investment holdings as of September 30, 2026.

FT 11686 Files Notice to Register Additional Securities

FT 11686 has filed a notice to register additional securities under Rule 24f-2, reflecting its strategy to expand offerings in the investment management sector.

FT 11730 files Rule 24f-2 notice for additional securities

FT 11730 has filed a Rule 24f-2 notice, signaling its intent to register more securities, enhancing its position in the investment sector.

FT 11719 files notice to register additional securities

FT 11719 has filed a Rule 24f-2 notice to register more securities, signaling growth and adaptation in the investment industry.

FT 11722 Files Notice on Investment Offerings with SEC

FT 11722 files a notice with the SEC regarding investment offerings, highlighting its commitment to compliance and transparency in the investment industry.

FT 11757 Files Rule 24f-2 Notice for Additional Securities

FT 11757 has filed a Rule 24f-2 notice, indicating intentions to register additional securities, signaling growth in the investment sector.

FT 11732 Files Notice Under Rule 24f-2 for Securities Offering

FT 11732 has filed a notice under Rule 24f-2, allowing for the continued offering of its securities, impacting the investment management industry.

LONG SHORT ADVISORS LLC Files Quarterly 13F-NT Report

LONG SHORT ADVISORS LLC has filed its quarterly 13F-NT report, detailing its investment holdings as of September 30, 2026.

Narodna banka Slovenska files quarterly 13F-HR report

Narodna banka Slovenska files its quarterly 13F-HR report, revealing investment holdings and strategic insights for the financial sector.

Regatta Capital Group files quarterly 13F-HR report

Regatta Capital Group files its quarterly 13F-HR report, revealing investment holdings and strategies as of September 30, 2026.

Columbia Funds Series Trust II Updates Investment Offerings

Columbia Funds Series Trust II has filed definitive materials to update its investment offerings, signaling strategic changes in its portfolio management.

DeDora Capital reports investment positions in latest filing

DeDora Capital, Inc. releases its 13F-HR filing, detailing its investment positions as of September 30, 2026, shedding light on its strategies and market impact.

FT 13294 files certification of no change in materials

FT 13294 has filed a certification indicating no changes in definitive materials, reflecting stability and ongoing compliance in the investment management sector.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →