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Wednesday, November 4, 2026

Markets

Rates, jobs, and market-wide news

SWP Financial LLC files quarterly 13F-HR report for Q3 2026

SWP Financial LLC has submitted its 13F-HR report for Q3 2026, outlining its investment holdings and strategies.

Blue Jean Financial reveals quarterly investment holdings

Blue Jean Financial LLC files its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026, reflecting strategic positioning in finance.

FT 11708 files notice for effectiveness under Rule 24f-2

FT 11708 has filed a notice for effectiveness under Rule 24f-2, allowing for the continuous offering of its securities, reflecting industry trends.

Northern Lights Fund Trust Files Post-Effective Amendment

Northern Lights Fund Trust's recent filing indicates updates to its investment strategies, effective October 28, 2026, impacting the investment management sector.

FT 11676 Files Rule 24f-2 Notice for Additional Securities

FT 11676 has submitted a Rule 24f-2 notice to register additional securities, indicating growth potential and market expansion.

Virtus Managed Account Completion Shares Trust Files Amendment

Virtus Managed Account Completion Shares Trust has filed a post-effective amendment, signaling updates to its investment strategies and structure.

Franklin Strategic Series Files New Summary Prospectus

Franklin Strategic Series has filed a new summary prospectus, reflecting its commitment to transparency and investor communication within the investment industry.

Matson Money files quarterly 13F-HR report for Q3 2026

Matson Money, Inc. files its quarterly 13F-HR report, revealing investment holdings and strategies as of September 30, 2026.

FT 11689 Files Notice Under Rule 24f-2 with SEC

FT 11689 has filed a notice with the SEC under Rule 24f-2, showcasing its commitment to regulatory compliance in the financial services sector.

Franklin Strategic Series Files Definitive Materials Update

Franklin Strategic Series updates investment offerings in recent filing, impacting the investment management industry and competitors.

Investment Managers Series Trust II Files New Effective Date

Investment Managers Series Trust II has filed for a new effective date for a post-effective amendment, signaling ongoing adjustments in their investment offerings.

Endovia Health Sciences files preliminary proxy statement

Endovia Health Sciences has submitted a preliminary proxy statement, indicating potential changes in shareholder engagement and strategy.

Sky Quarry Inc. Files Definitive Proxy Statement for Governance Changes

Sky Quarry Inc. has filed a definitive proxy statement, signaling governance changes and shareholder proposals in the hazardous waste management sector.

Sky Quarry Inc. files definitive proxy materials for vote

Sky Quarry Inc. has filed definitive proxy materials, signaling a commitment to governance and transparency ahead of shareholder votes.

FT 11673 Files Rule 24f-2 Notice for Additional Securities

FT 11673 has filed a Rule 24f-2 notice, allowing for the registration of additional securities, enhancing its standing in the investment industry.

FT 11688 Files 24F-2NT Notice to Register Additional Securities

FT 11688 has filed a 24F-2NT notice, signaling its intent to register additional securities, impacting the investment management industry.

FT 11723 Files Rule 24f-2 Notice with SEC

FT 11723 has submitted a Rule 24f-2 notice to the SEC, ensuring compliance with regulatory requirements in the financial sector.

Franklin Strategic Series Files Definitive Materials Update

Franklin Strategic Series files definitive materials, signaling updates to investment strategies and impacting the investment industry.

Roberts Financial Services files quarterly 13F-HR report

Roberts Financial Services LLC files its quarterly 13F-HR report, detailing investment holdings as of September 30, 2026, impacting the financial services sector.

FT 11671 files Rule 24f-2 notice for investment portfolios

FT 11671 has filed a Rule 24f-2 notice, reflecting its commitment to regulatory compliance in the investment industry.

Financialist News Desk

Our desk turns official SEC filings into news. Each story is checked against the original filing. About us → · Editorial standards →